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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$830K +$44.9K +2,957 +6%
NFG
27
Nations Financial Group
Iowa
$707K +$92.9K +6,123 +16%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$694K +$306K +20,148 +82%
BRWA
29
B. Riley Wealth Advisors
Florida
$569K +$189K +12,440 +51%
RJT
30
Raymond James Trust
Florida
$568K -$383K -25,241 -41%
DAS
31
Dynamic Advisor Solutions
Arizona
$565K +$41.1K +2,710 +8%
CAN
32
Cetera Advisor Networks
California
$526K +$46.7K +3,078 +10%
IFWM
33
Institute for Wealth Management
Colorado
$504K – – –
SC
34
Stolper & Co
Oklahoma
$500K -$25K -1,647 -5%
KWM
35
Kingsview Wealth Management
Oregon
$499K -$20.5K -1,350 -4%
MCC
36
Money Concepts Capital
Florida
$471K +$41.9K +2,762 +10%
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$459K +$15.7K +1,034 +4%
DI
38
DFPG Investments
Utah
$452K +$434K +28,625 New
WS
39
Wedbush Securities
California
$380K -$37.1K -2,445 -9%
BWA
40
BDO Wealth Advisors
Florida
$378K -$74.9K -4,933 -17%
LOIM
41
Liberty One Investment Management
Illinois
$342K -$36.6K -2,410 -10%
Truist Financial
42
Truist Financial
North Carolina
$332K -$607 -40 -0.2%
KeyBank National Association
43
KeyBank National Association
Ohio
$310K -$5.58K -368 -2%
PA
44
Pinnacle Associates
New York
$304K -$546 -36 -0.2%
9WM
45
9258 Wealth Management
Ohio
$281K +$1.67K +110 +0.6%
ACM
46
AlphaStar Capital Management
North Carolina
$237K – – –
EP
47
Eudaimonia Partners
Tennessee
$230K +$8.07K +532 +4%
SBIA
48
Sheaff Brock Investment Advisors
Indiana
$208K +$76 +5 +0%
HWAM
49
Hennion & Walsh Asset Management
New Jersey
$198K -$2.66K -175 -1%
GVAG
50
Great Valley Advisor Group
Delaware
$158K -$22.4K -1,475 -13%