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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$728K +$81K +5,227 +11%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$682K +$31.2K +2,015 +4%
NFG
28
Nations Financial Group
Iowa
$532K -$2.48K -160 -0.4%
SC
29
Stolper & Co
Oklahoma
$457K +$16.8K +1,087 +3%
DAS
30
Dynamic Advisor Solutions
Arizona
$455K +$112K +7,200 +27%
KWM
31
Kingsview Wealth Management
Oregon
$452K -$3.75K -242 -0.7%
IFWM
32
Institute for Wealth Management
Colorado
$439K -$3.49K -225 -0.7%
CAN
33
Cetera Advisor Networks
California
$416K +$20.3K +1,310 +4%
BWA
34
BDO Wealth Advisors
Florida
$396K – – –
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$385K +$14.9K +960 +3%
MCC
36
Money Concepts Capital
Florida
$373K +$360K +23,236 +528%
WS
37
Wedbush Securities
California
$363K +$4.03K +260 +1%
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$332K +$6.55K +423 +2%
LOIM
39
Liberty One Investment Management
Illinois
$330K -$205K -13,240 -35%
BRWA
40
B. Riley Wealth Advisors
Florida
$328K +$376K +24,247 New
Truist Financial
41
Truist Financial
North Carolina
$289K -$37.8K -2,440 -10%
KeyBank National Association
42
KeyBank National Association
Ohio
$275K – – –
PA
43
Pinnacle Associates
New York
$264K – – –
9WM
44
9258 Wealth Management
Ohio
$243K -$21.2K -1,369 -7%
OFG
45
OTA Financial Group
New York
$229K +$264K +17,026 New
ACM
46
AlphaStar Capital Management
North Carolina
$206K – – –
CCM
47
Covington Capital Management
California
$196K – – –
EP
48
Eudaimonia Partners
Tennessee
$193K +$3.78K +244 +2%
IA
49
IFP Advisors
Florida
$182K +$5.48K +354 +4%
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$181K +$77 +5 +0%