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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$834K -$18.3K -1,059 -2%
RJT
27
Raymond James Trust
Florida
$765K – – –
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$727K +$5.54K +321 +0.7%
NFG
29
Nations Financial Group
Iowa
$648K +$6.9K +400 +1%
LOIM
30
Liberty One Investment Management
Illinois
$639K +$7.06K +409 +1%
KWM
31
Kingsview Wealth Management
Oregon
$553K +$22.4K +1,300 +4%
IFWM
32
Institute for Wealth Management
Colorado
$550K -$2.07K -120 -0.4%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$549K -$150K -8,698 -22%
BWA
34
BDO Wealth Advisors
Florida
$528K -$7.26K -421 -1%
RCM
35
Rivernorth Capital Management
Florida
$518K -$8.14M -472,002 -94%
SC
36
Stolper & Co
Oklahoma
$476K +$33.1K +1,921 +7%
Truist Financial
37
Truist Financial
North Carolina
$422K +$11.8K +681 +3%
Walleye Capital
38
Walleye Capital
New York
$404K -$366K -21,220 -47%
DAS
39
Dynamic Advisor Solutions
Arizona
$388K +$129K +7,500 +48%
LB
40
Leo Brokerage
Texas
$385K – – –
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$375K +$58.4K +3,385 +18%
9WM
42
9258 Wealth Management
Ohio
$351K +$190 +11 +0.1%
PA
43
Pinnacle Associates
New York
$344K -$23.3K -1,350 -6%
KeyBank National Association
44
KeyBank National Association
Ohio
$341K – – –
WS
45
Wedbush Securities
California
$328K +$3.02K +175 +0.9%
Mirae Asset Global Investments
46
Mirae Asset Global Investments
South Korea
$324K -$663K -38,399 -67%
CCM
47
Covington Capital Management
California
$244K -$41.4K -2,400 -14%
EP
48
Eudaimonia Partners
Tennessee
$229K +$3.61K +209 +2%
ACM
49
AlphaStar Capital Management
North Carolina
$227K – – –
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$223K +$229K +13,285 New