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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.08M +$1.01M +70,784 New
LPL Financial
27
LPL Financial
California
$992K -$50.5K -3,534 -5%
PAS
28
Park Avenue Securities
New York
$964K +$907K +63,449 New
Ameriprise
29
Ameriprise
Minnesota
$841K -$152K -10,667 -16%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$779K +$20K +1,397 +3%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$735K -$73.8K -5,161 -10%
DADC
32
D.A. Davidson & Co
Montana
$724K +$26K +1,822 +4%
LOIM
33
Liberty One Investment Management
Illinois
$652K -$24.3K -1,697 -4%
HCIA
34
Hochman Cole Investment Advisors
Illinois
$641K +$602K +42,140 New
WAM
35
Wolverine Asset Management
Illinois
$612K -$3.95M -276,043 -87%
NFG
36
Nations Financial Group
Iowa
$568K -$4.29K -300 -0.8%
Mirae Asset Global Investments
37
Mirae Asset Global Investments
South Korea
$559K +$180K +12,565 +52%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$538K +$2.56K +179 +0.5%
RJT
39
Raymond James Trust
Florida
$512K +$219K +15,351 +84%
IFWM
40
Institute for Wealth Management
Colorado
$503K -$36.6K -2,560 -7%
Walleye Capital
41
Walleye Capital
New York
$448K -$206K -14,419 -33%
9WM
42
9258 Wealth Management
Ohio
$404K -$63.6K -4,451 -14%
LFF
43
Level Four Financial
Texas
$356K +$335K +23,414 New
LB
44
Leo Brokerage
Texas
$350K +$329K +23,000 New
Truist Financial
45
Truist Financial
North Carolina
$340K -$42.8K -2,997 -12%
PA
46
Pinnacle Associates
New York
$335K -$5.72K -400 -2%
KeyBank National Association
47
KeyBank National Association
Ohio
$310K – – –
KWM
48
Kingsview Wealth Management
Oregon
$297K -$71.5K -5,000 -20%
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$282K +$12.7K +888 +5%
Citigroup
50
Citigroup
New York
$279K +$225K +15,754 +606%