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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$773K +$114K +7,123 +13%
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$621K -$51.9K -3,232 -6%
KWM
28
Kingsview Wealth Management
Oregon
$528K +$497K +30,908 +274%
9WM
29
9258 Wealth Management
Ohio
$492K -$107K -6,688 -15%
NFG
30
Nations Financial Group
Iowa
$465K +$14.9K +925 +3%
IFWM
31
Institute for Wealth Management
Colorado
$446K -$123K -7,664 -18%
OFG
32
OTA Financial Group
New York
$424K +$544K +33,866 New
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$406K -$15.9K -991 -3%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$337K +$448K +27,885 New
LOIM
35
Liberty One Investment Management
Illinois
$334K -$25.2K -1,568 -6%
PA
36
Pinnacle Associates
New York
$298K -$40.2K -2,500 -10%
LCM
37
Landscape Capital Management
New Jersey
$291K -$21.1K -1,315 -5%
Truist Financial
38
Truist Financial
North Carolina
$283K +$139K +8,650 +62%
AWM
39
Adams Wealth Management
Utah
$266K -$56.9K -3,538 -14%
KeyBank National Association
40
KeyBank National Association
Ohio
$255K – – –
Stifel Financial
41
Stifel Financial
Missouri
$231K -$11.7K -728 -4%
DAS
42
Dynamic Advisor Solutions
Arizona
$222K -$24.8K -1,544 -8%
WS
43
Wedbush Securities
California
$214K +$58K +3,610 +27%
RICHC
44
Renaissance Investment Consultants Holding Company
Pennsylvania
$190K -$736K -45,793 -75%
EP
45
Eudaimonia Partners
Tennessee
$179K +$230K +14,300 New
CWA
46
Capital Wealth Alliance
Arizona
$174K – – –
BRWM
47
B. Riley Wealth Management
Tennessee
$174K +$223K +13,901 New
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$163K -$110K -6,825 -34%
AA
49
AQR Arbitrage
Connecticut
$155K +$199K +12,370 New
PGFC
50
Peapack-Gladstone Financial Corp
New Jersey
$152K +$195K +12,108 New