Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 4 closing their positions.
100% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 4
89% more repeat investments, than reductions
Existing positions increased: 34 | Existing positions reduced: 18
4% more funds holding
Funds holding: 77 → 80 (+3)
0.28% more ownership
Funds ownership: 22.46% → 22.74% (+0.28%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
7% less capital invested
Capital invested by funds: $136M → $126M (-$9.5M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$3.37M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$2.04M |
| 3 |
IWC
Integrated Wealth Concepts
Waltham,
Massachusetts
|
+$1.52M |
| 4 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
+$694K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$660K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$3.25M |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$2.1M |
| 3 |
Stifel Financial
St. Louis,
Missouri
|
-$1.71M |
| 4 |
Invesco
Atlanta,
Georgia
|
-$1.2M |
| 5 |
AWS
Atria Wealth Solutions
New York
|
-$750K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GWM
76
Geneos Wealth Management
Englewood,
Colorado
| $1K | – | – | – |
|
|
WWM
77
Wolff Wiese Magana
Carslbad,
California
| $1K | – | – | – |
|
78
Bank of Montreal
Toronto,
Ontario, Canada
| $204 | -$113K | -7,049 | -35% |
|
|
SWM
79
Spire Wealth Management
Mclean,
Virginia
| – | -$60K | -3,597 | Closed |
|
|
CA
80
Clearstead Advisors
Cleveland,
Ohio
| – | -$26K | -1,550 | Closed |
|
|
FFWM
81
Future Financial Wealth Management
Cincinnati,
Ohio
| – | -$9K | -564 | Closed |
|
|
ODG
82
O'Dell Group
Cincinnati,
Ohio
| – | -$5K | -313 | Closed |
|
83
Fidelity Investments
Boston,
Massachusetts
| – | +$16 | +1 | New |
|
84
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | +$160 | +10 | New |
|
DIAX Hedge Fund Activity: Q2 2022 in Review
80 of the 5,937 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2022, worth a combined $126M — down 7% from $136M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new DIAX positions and 4 closed out — a net gain of 4 holders — while 34 added to existing stakes and 18 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $3.37M. The largest seller was Shaker Financial Services, cutting an estimated $3.25M.
- 80 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2022, up from 77 in Q1 2022.
- Funds reported $126M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2022, down 7% quarter-over-quarter.
- 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2022 and 4 closed out, a net change of +4 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2022 was Morgan Stanley, an estimated $3.37M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2022 was Shaker Financial Services, an estimated $3.25M sold.
Based on aggregated 13F filings for Q2 2022.