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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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79 hedge funds and large institutions have $117M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 20

11% more capital invested

Capital invested by funds: $105M → $117M (+$11.5M)

0.18% less ownership

Funds ownership: 18.18% → 18% (-0.18%)

6% less funds holding

Funds holding: 84 → 79 (-5)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
79
Holders Change
-5
Holders Change %
-5.95%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
25
Reduced
20
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$1.43M
2
Wells Fargo
Wells Fargo
California
+$840K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$744K
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$718K
5
AAM
Advisors Asset Management
Colorado
+$555K

Top Sellers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
-$1.99M
2
RJA
Raymond James & Associates
Florida
-$1.23M
3
SFS
Shaker Financial Services
Virginia
-$726K
4
1CP
1607 Capital Partners
Virginia
-$690K
5
Invesco
Invesco
Georgia
-$633K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIM
76
Sonora Investment Management
Arizona
$7K +$7.04K +400 New
CCM
77
Cribstone Capital Management
Maine
$5K – – –
HS
78
Horan Securities
United States
$4K – – –
SFSIG
79
San Francisco Sentry Investment Group
California
$2K – – –
WAM
80
Wolverine Asset Management
Illinois
– -$1.99M -123,581 Closed
1CP
81
1607 Capital Partners
Virginia
– -$690K -42,775 Closed
WAM
82
Weiss Asset Management
Massachusetts
– -$567K -35,158 Closed
ACM
83
Arlington Capital Management
Illinois
– -$315K -19,555 Closed
AIC
84
Ameritas Investment Company
Nebraska
– -$216K -13,384 Closed
WS
85
Wedbush Securities
California
– -$179K -11,135 Closed
BBPWM
86
Blue Bell Private Wealth Management
Pennsylvania
– -$143K -8,864 Closed
NFG
87
Next Financial Group
Texas
– -$21K -1,282 Closed
MNBTD
88
Moody National Bank Trust Division
Texas
– -$10K -648 Closed
THWM
89
Taylor Hoffman Wealth Management
Virginia
– -$8K -467 Closed
SGS
90
Sterling Global Strategies
California
– -$5.64K -350 Closed
DWM
91
Doyle Wealth Management
Florida
– -$1K -59 Closed
1 2 3
4

DIAX Hedge Fund Activity: Q1 2019 in Review

79 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2019, worth a combined $117M — up 11% from $105M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of DIAX and 8 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 25 added.

The largest buyer was UBS Group, adding an estimated $1.43M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $1.99M sold.

  • 79 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2019, down from 84 in Q4 2018.
  • Funds reported $117M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2019, up 11% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2019 and 12 closed out, a net change of -4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2019 was UBS Group, an estimated $1.43M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2019 was Wolverine Asset Management, an estimated $1.99M sold.

Based on aggregated 13F filings for Q1 2019.