Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
74 hedge funds and large institutions have $112M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 5 closing their positions.
300% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 5
33% more repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 18
25% more funds holding
Funds holding: 59 → 74 (+15)
4% more capital invested
Capital invested by funds: $108M → $112M (+$3.94M)
1.2% less ownership
Funds ownership: 17.7% → 16.5% (-1.2%)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.74M |
| 2 |
Invesco
Atlanta,
Georgia
|
+$1.74M |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.19M |
| 4 |
Morgan Stanley
New York
|
+$902K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$667K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$5.96M |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$2.49M |
| 3 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$1.44M |
| 4 |
1832 Asset Management
Toronto,
Ontario, Canada
|
-$1.2M |
| 5 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$1.18M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SFS
76
Shaker Financial Services
Arlington,
Virginia
| – | -$5.96M | -351,357 | Closed |
|
|
1CP
77
1607 Capital Partners
Richmond,
Virginia
| – | -$2.49M | -146,758 | Closed |
|
|
RCM
78
Robinson Capital Management
Grosse Pointe Farms,
Michigan
| – | -$429K | -25,314 | Closed |
|
79
Cohen & Steers
New York
| – | -$267K | -15,769 | Closed |
|
80
Creative Planning
Overland Park,
Kansas
| – | -$223K | -13,148 | Closed |
|
DIAX Hedge Fund Activity: Q4 2017 in Review
74 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2017, worth a combined $112M — up 3.6% from $108M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new DIAX positions and 5 closed out — a net gain of 15 holders — while 24 added to existing stakes and 18 trimmed.
The largest buyer was Raymond James & Associates, adding an estimated $1.74M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $5.96M sold.
- 74 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2017, up from 59 in Q3 2017.
- Funds reported $112M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2017, up 3.6% quarter-over-quarter.
- 20 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2017 and 5 closed out, a net change of +15 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2017 was Raymond James & Associates, an estimated $1.74M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2017 was Shaker Financial Services, an estimated $5.96M sold.
Based on aggregated 13F filings for Q4 2017.