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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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3 hedge funds and large institutions have $10.7M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2026 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.05% less ownership

Funds ownership: 34.21% → 0.15% (-34%)

94% less capital invested

Capital invested by funds: $190M → $10.7M (-$179M)

98% less funds holding

Funds holding: 122 → 3 (-119)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 116

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
3
Holders Change
-119
Holders Change %
-97.54%
% of All Funds
0.04%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
–
Increased
–
Reduced
1
Closed
116
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$26.2M
2
SCM
Saba Capital Management
New York
-$24.4M
3
Bank of America
Bank of America
North Carolina
-$17.1M
4
Raymond James Financial
Raymond James Financial
Florida
-$11.1M
5
Wells Fargo
Wells Fargo
California
-$9.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
– -$1.42M -92,820 Closed
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
– -$1.4M -91,615 Closed
NS
28
NBC Securities
Alabama
– -$1.38M -90,166 Closed
Ameriprise
29
Ameriprise
Minnesota
– -$1.37M -89,655 Closed
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
– -$1.34M -87,563 Closed
PAS
31
Park Avenue Securities
New York
– -$1.3M -85,101 Closed
AA
32
Advisory Advocates
Michigan
– -$1.28M -84,167 Closed
ICM
33
Ionic Capital Management
New York
– -$1.1M -72,133 Closed
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
– -$1.08M -70,871 Closed
P
35
&Partners
Tennessee
– -$1.06M -69,614 Closed
IWC
36
Integrated Wealth Concepts
Massachusetts
– -$1M -65,778 Closed
PAG
37
Private Advisor Group
New Jersey
– -$996K -65,298 Closed
ACM
38
Altium Capital Management
New York
– -$931K -60,998 Closed
SDAM
39
Shulman DeMeo Asset Management
New York
– -$904K -59,250 Closed
AAM
40
Advisors Asset Management
Colorado
– -$891K -58,383 Closed
PIWA
41
Prevail Innovative Wealth Advisors
Kansas
– -$870K -57,026 Closed
NA
42
NewEdge Advisors
Louisiana
– -$833K -54,578 Closed
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
– -$726K -47,597 Closed
DADC
44
D.A. Davidson & Co
Montana
– -$610K -39,943 Closed
DAS
45
Dynamic Advisor Solutions
Arizona
– -$584K -38,250 Closed
PFO
46
PMG Family Office
Texas
– -$577K -37,842 Closed
CL
47
Choreo LLC
Illinois
– -$565K -36,354 Closed
Stifel Financial
48
Stifel Financial
Missouri
– -$540K -35,361 Closed
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
– -$532K -34,894 Closed
CEFA
50
Closed-End Fund Advisors
Virginia
– -$531K -34,829 Closed
1
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DIAX Hedge Fund Activity: Q1 2026 in Review

3 of the 8,169 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2026, worth a combined $10.7M — down 94% from $190M a quarter earlier.

Sellers outnumbered buyers: 116 funds closed out of DIAX and 0 opened new positions — a net loss of 116 holders — while 1 trimmed existing stakes and 0 added.

The largest seller was Morgan Stanley, exiting entirely with an estimated $26.2M sold.

  • 3 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2026, down from 122 in Q4 2025.
  • Funds reported $10.7M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2026, down 94% quarter-over-quarter.
  • 0 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2026 and 116 closed out, a net change of -116 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2026 was Morgan Stanley, an estimated $26.2M sold.

Based on aggregated 13F filings for Q1 2026.