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Capital Southwest
CSWC

162 hedge funds and large institutions have $357M invested in Capital Southwest in 2025 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 46 increasing their positions, 60 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

116% more call options, than puts

Call options by funds: $5.42M | Put options by funds: $2.51M

4% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 25

1% less funds holding

Funds holding: 164 → 162 (-2)

4.04% less ownership

Funds ownership: 30.07% → 26.04% (-4%)

10% less capital invested

Capital invested by funds: $395M → $357M (-$37.7M)

23% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 60

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
162
Holders Change
-2
Holders Change %
-1.22%
% of All Funds
1.97%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.04%
New
26
Increased
46
Reduced
60
Closed
25
Calls
$5.42M
Puts
$2.51M
Net Calls
+$2.92M
Net Calls Change
+$1.94M

Top Buyers

1
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
+$3.99M
2
Two Sigma Investments
Two Sigma Investments
New York
+$3.31M
3
MC
Muzinich & Co
New York
+$3.21M
4
SIS
Sound Income Strategies
Florida
+$2.73M
5
GA
GraniteShares Advisors
New York
+$2.59M

Top Sellers

1
SMH
Sanders Morris Harris
Texas
-$29.9M
2
ZIG
Zuckerman Investment Group
Illinois
-$7.82M
3
Marshall Wace
Marshall Wace
United Kingdom
-$5.51M
4
Citadel Advisors
Citadel Advisors
Florida
-$4.37M
5
TI
Trexquant Investment
Connecticut
-$4.21M
Name Holding Trade Value Shares
Change 		Change in
Stake
FHC
151
First Horizon Corporation
Tennessee
$4.43K – – –
AIC
152
Archer Investment Corporation
Indiana
$3.05K +$2.91K +138 New
FHA
153
Flagship Harbor Advisors
Massachusetts
$2.42K +$2.3K +109 New
CIAM
154
Caitong International Asset Management
Hong Kong
$2.15K -$760 -36 -27%
CI
155
CX Institutional
Indiana
$2K +$2.11K +100 New
EP
156
Essential Partners
California
$1.82K +$1.73K +82 New
DAM
157
Delta Asset Management
Tennessee
$1.55K – – –
WAM
158
Weiss Asset Management
Massachusetts
$975 +$929 +44 New
NB
159
NBT Bank
New York
$707 – – –
DFA
160
DHJJ Financial Advisors
Illinois
$111 – – –
AssetMark Inc
161
AssetMark Inc
California
$66 – – –
HNB
162
Huntington National Bank
Ohio
$44 – – –
SMH
163
Sanders Morris Harris
Texas
– -$29.9M -1,368,607 Closed
Marshall Wace
164
Marshall Wace
United Kingdom
– -$5.51M -252,245 Closed
Citadel Advisors
165
Citadel Advisors
Florida
– -$4.37M -207,150 Closed
EGM
166
Engineers Gate Manager
New York
– -$1.94M -88,930 Closed
PIWA
167
Prevail Innovative Wealth Advisors
Kansas
– -$1.49M -68,256 Closed
DS
168
DRW Securities
Illinois
– -$1.01M -46,161 Closed
Qube Research & Technologies (QRT)
169
Qube Research & Technologies (QRT)
United Kingdom
– -$926K -42,372 Closed
Corient Private Wealth
170
Corient Private Wealth
Florida
– -$292K -13,352 Closed
SM
171
Sciencast Management
New Jersey
– -$288K -13,192 Closed
JF
172
Jump Financial
Illinois
– -$282K -12,890 Closed
CCIA
173
Campbell & Co Investment Adviser
Maryland
– -$274K -12,513 Closed
BA
174
Bard Associates
Illinois
– -$270K -12,373 Closed
VF
175
Virtu Financial
New York
– -$244K -11,154 Closed
4 5 6
7
8

CSWC Hedge Fund Activity: Q4 2025 in Review

162 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2025, worth a combined $357M — down 9.5% from $395M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CSWC positions and 25 closed out — a net gain of 1 holder — while 46 added to existing stakes and 60 trimmed.

The largest buyer was Connor, Clark & Lunn Investment Management (CC&L), opening a new position worth an estimated $3.99M. The largest seller was Sanders Morris Harris, exiting entirely with an estimated $29.9M sold.

  • 162 institutional investors held Capital Southwest (CSWC) as of Q4 2025, down from 164 in Q3 2025.
  • Funds reported $357M of Capital Southwest stock for Q4 2025, down 9.5% quarter-over-quarter.
  • 26 funds opened new Capital Southwest positions in Q4 2025 and 25 closed out, a net change of +1 holder.
  • The largest Capital Southwest buyer in Q4 2025 was Connor, Clark & Lunn Investment Management (CC&L), an estimated $3.99M added.
  • The largest Capital Southwest seller in Q4 2025 was Sanders Morris Harris, an estimated $29.9M sold.

Based on aggregated 13F filings for Q4 2025.