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DRW Securities’s Capital Southwest CSWC Stock Holding History

DRW Securities’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$247K Buy
+11,165
New +$253K ﹤0.01% 996
2025
Q4 		– Sell
-46,161
Closed -$1.01M – 1317
2025
Q3 		$1.01M Buy
46,161
+21,176
+85% +$482K 0.02% 389
2025
Q2 		$551K Buy
24,985
+14,915
+148% +$307K 0.01% 463
2025
Q1 		$225K Buy
+10,070
New +$227K 0.01% 498

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

DRW Securities's CSWC Position: Q1 2026 in Review

DRW Securities opened a new position in Capital Southwest (CSWC) in Q1 2026: 11,165 shares worth $247K. The stake represents ﹤0.01% of the portfolio and ranks #996 among its holdings. This is a return to the name: DRW Securities previously reported a position in CSWC as recently as Q3 2025.

DRW Securities first reported a position in CSWC in Q1 2025 and has held it in 4 quarters since. The position peaked at $1.01M in Q3 2025. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • DRW Securities held 11,165 shares of Capital Southwest worth $247K as of Q1 2026.
  • Capital Southwest was a new DRW Securities position in Q1 2026.
  • Capital Southwest made up ﹤0.01% of DRW Securities's portfolio in Q1 2026, its #996 holding.
  • DRW Securities first reported a position in Capital Southwest in Q1 2025 and has held it in 4 quarters since.
  • DRW Securities's Capital Southwest position peaked at $1.01M in Q3 2025.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on DRW Securities's 13F filing for Q1 2026, filed 13 May 2026.