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Capital Southwest
CSWC

Overview Fund Activity

148 hedge funds and large institutions have $290M invested in Capital Southwest in 2024 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 54 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
148
Holders Change
+4
Holders Change %
+2.78%
% of All Funds
2.14%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
22
Increased
54
Reduced
44
Closed
15
Calls
$2.68M
Puts
$3.18M
Net Calls
-$503K
Net Calls Change
+$1.53M

Top Buyers

1
HCA
1
Harbor Capital Advisors
Illinois
$9.8M
2
DA
2
Denali Advisors
California
$3.15M
3
VanEck Associates
3
VanEck Associates
New York
$29.5M
4
BEI
4
Benjamin Edwards Inc
Missouri
$2.03M
5
HF
5
HRT Financial
New York
$1.82M

Top Sellers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$12M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$16.7M
3
Hudson Bay Capital Management
3
Hudson Bay Capital Management
Connecticut
$0
4
First Manhattan
4
First Manhattan
New York
$7.76M
5
WI
5
Wintrust Investments
Illinois
$125K
Name Holding Trade Value Shares
Change 		Shares
Change %
LFG
126
Larson Financial Group
Missouri
$25.3K – – –
IA
127
IFP Advisors
Florida
$16.4K +$16.4K +650 New
Nomura Asset Management
128
Nomura Asset Management
Japan
$16.3K +$8.65K +342 +113%
SWM
129
Spire Wealth Management
Virginia
$15.2K – – –
TFA
130
Toth Financial Advisory
Virginia
$15.2K – – –
RCM
131
Raleigh Capital Management
North Carolina
$13.9K +$1.27K +50 +10%
HWA
132
HHM Wealth Advisors
Tennessee
$12.6K – – –
RI
133
Ridgewood Investments
New Jersey
$12.6K – – –
DWM
134
Darwin Wealth Management
Florida
$10.1K +$10.1K +400 New
QCG
135
Quadrant Capital Group
Ohio
$8.12K -$4.6K -182 -36%
SWC
136
Spectrum Wealth Counsel
Indiana
$5.82K – – –
AEPWM
137
Atlantic Edge Private Wealth Management
Florida
$5.06K – – –
GM
138
GeoWealth Management
Illinois
$5.06K +$5.06K +200 New
GWP
139
Gen-Wealth Partners
Michigan
$4.64K – – –
HI
140
Harbour Investments
Wisconsin
$3.85K -$1.45K -57 -27%
DAM
141
Delta Asset Management
Tennessee
$1.77K – – –
AIC
142
Archer Investment Corporation
Indiana
$1.33K +$26 +1 +2%
CA
143
CoreCap Advisors
Michigan
$740 +$740 +29 New
NB
144
NBT Bank
New York
$709 +$25 +1 +4%
SAM
145
Smartleaf Asset Management
Massachusetts
$510 +$510 +20 New
FFA
146
Farther Finance Advisors
California
$481 +$481 +19 New
LC
147
Lindbrook Capital
California
$329 – – –
HNB
148
Huntington National Bank
Ohio
$51 – – –
Hudson Bay Capital Management
149
Hudson Bay Capital Management
Connecticut
– -$1.96M -75,215 Closed
OC
150
Oppenheimer & Co
New York
– -$998K -38,259 Closed
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