Capital Southwest
CSWC
102 hedge funds and large institutions have $154M invested in Capital Southwest in 2022 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 41 increasing their positions, 17 reducing their positions, and 10 closing their positions.
150% more first-time investments, than exits
New positions opened: 25 | Existing positions closed: 10
141% more repeat investments, than reductions
Existing positions increased: 41 | Existing positions reduced: 17
17% more capital invested
Capital invested by funds: $132M → $154M (+$22.5M)
15% more funds holding
Funds holding: 89 → 102 (+13)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.03% less ownership
Funds ownership: 28.29% → 28.26% (-0.03%)
23% less call options, than puts
Call options by funds: $1.4M | Put options by funds: $1.82M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
+$10.3M |
| 2 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$4.03M |
| 3 |
Two Sigma Advisers
New York
|
+$2.97M |
| 4 |
Millennium Management
New York
|
+$2.96M |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$2.86M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$11.9M |
| 2 |
Marshall Wace
London,
United Kingdom
|
-$1.14M |
| 3 |
JF
Jump Financial
Chicago,
Illinois
|
-$413K |
| 4 |
AllianceBernstein
Nashville,
Tennessee
|
-$412K |
| 5 |
TI
Trexquant Investment
Stamford,
Connecticut
|
-$403K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NA
101
NewEdge Advisors
New Orleans,
Louisiana
| $14 | +$14.3K | +800 | New |
|
|
102
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$11.9M | -703,851 | Closed |
|
|
JF
103
Jump Financial
Chicago,
Illinois
| – | -$413K | -24,400 | Closed |
|
|
104
AllianceBernstein
Nashville,
Tennessee
| – | -$412K | -24,296 | Closed |
|
|
TI
105
Trexquant Investment
Stamford,
Connecticut
| – | -$403K | -23,763 | Closed |
|
|
CAG
106
Csenge Advisory Group
Clearwater,
Florida
| – | -$399K | -23,556 | Closed |
|
107
Goldman Sachs
New York
| – | -$212K | -12,534 | Closed |
|
|
PI
108
PEAK6 Investments
Chicago,
Illinois
| – | -$141K | -8,323 | Closed |
|
|
ACM
109
Aquatic Capital Management
Chicago,
Illinois
| – | -$69K | -4,100 | Closed |
|
|
CWM
110
Castle Wealth Management
West Palm Beach,
Florida
| – | -$11K | -635 | Closed |
|
|
CT
111
Cambridge Trust
Cambridge,
Massachusetts
| – | -$10K | -600 | Closed |
|
CSWC Hedge Fund Activity: Q4 2022 in Review
102 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2022, worth a combined $154M — up 17% from $132M a quarter earlier.
Buyers outnumbered sellers: 25 funds opened new CSWC positions and 10 closed out — a net gain of 15 holders — while 41 added to existing stakes and 17 trimmed.
The largest buyer was Invesco, opening a new position worth an estimated $10.3M. The largest seller was Deutsche Bank, exiting entirely with an estimated $11.9M sold.
- 102 institutional investors held Capital Southwest (CSWC) as of Q4 2022, up from 89 in Q3 2022.
- Funds reported $154M of Capital Southwest stock for Q4 2022, up 17% quarter-over-quarter.
- 25 funds opened new Capital Southwest positions in Q4 2022 and 10 closed out, a net change of +15 holders.
- The largest Capital Southwest buyer in Q4 2022 was Invesco, an estimated $10.3M added.
- The largest Capital Southwest seller in Q4 2022 was Deutsche Bank, an estimated $11.9M sold.
Based on aggregated 13F filings for Q4 2022.