Capital Southwest
CSWC
74 hedge funds and large institutions have $105M invested in Capital Southwest in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 5 closing their positions.
280% more first-time investments, than exits
New positions opened: 19 | Existing positions closed: 5
39% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 18
31% more capital invested
Capital invested by funds: $80.2M → $105M (+$25.2M)
23% more funds holding
Funds holding: 60 → 74 (+14)
0.95% more ownership
Funds ownership: 30.93% → 31.88% (+0.95%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0% less call options, than puts
Call options by funds: $220K | Put options by funds: $221K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Millennium Management
New York
|
+$1.12M |
| 2 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
+$1.06M |
| 3 |
Two Sigma Investments
New York
|
+$1.04M |
| 4 |
CWM
Centric Wealth Management
Chicago,
Illinois
|
+$974K |
| 5 |
QC
Quadrature Capital
London,
United Kingdom
|
+$954K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$3.62M |
| 2 |
AI
Ariel Investments
Chicago,
Illinois
|
-$937K |
| 3 |
RCM
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
-$814K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$516K |
| 5 |
Two Sigma Advisers
New York
|
-$423K |
CSWC Hedge Fund Activity: Q4 2020 in Review
74 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2020, worth a combined $105M — up 31% from $80.2M a quarter earlier.
Buyers outnumbered sellers: 19 funds opened new CSWC positions and 5 closed out — a net gain of 14 holders — while 25 added to existing stakes and 18 trimmed.
The largest buyer was Millennium Management, adding an estimated $1.12M. The largest seller was Punch & Associates Investment Management, cutting an estimated $3.62M.
- 74 institutional investors held Capital Southwest (CSWC) as of Q4 2020, up from 60 in Q3 2020.
- Funds reported $105M of Capital Southwest stock for Q4 2020, up 31% quarter-over-quarter.
- 19 funds opened new Capital Southwest positions in Q4 2020 and 5 closed out, a net change of +14 holders.
- The largest Capital Southwest buyer in Q4 2020 was Millennium Management, an estimated $1.12M added.
- The largest Capital Southwest seller in Q4 2020 was Punch & Associates Investment Management, an estimated $3.62M sold.
Based on aggregated 13F filings for Q4 2020.