Capital Southwest
CSWC
80 hedge funds and large institutions have $161M invested in Capital Southwest in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 22 increasing their positions, 23 reducing their positions, and 8 closing their positions.
163% more first-time investments, than exits
New positions opened: 21 | Existing positions closed: 8
16% more funds holding
Funds holding: 69 → 80 (+11)
4% less repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 23
2.82% less ownership
Funds ownership: 45.87% → 43.05% (-2.8%)
9% less capital invested
Capital invested by funds: $177M → $161M (-$16.2M)
25% less funds holding in top 10
Funds holding in top 10: 4 → 3 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VanEck Associates
New York
|
+$3.88M |
| 2 |
Marshall Wace
London,
United Kingdom
|
+$3.27M |
| 3 |
Millennium Management
New York
|
+$2.07M |
| 4 |
SMH
Sanders Morris Harris
Houston,
Texas
|
+$1.02M |
| 5 |
VEA
Virtus ETF Advisers
New York
|
+$876K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MCP
Moab Capital Partners
Southampton,
New York
|
-$11M |
| 2 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$4.95M |
| 3 |
AI
Ariel Investments
Chicago,
Illinois
|
-$1.45M |
| 4 |
OAM
Oxford Asset Management
Oxford,
United Kingdom
|
-$1.26M |
| 5 |
NA
Navellier & Associates
Reno,
Nevada
|
-$1.06M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFB
76
Cullen/Frost Bankers
San Antonio,
Texas
| $1K | +$649 | +30 | New |
|
77
US Bancorp
Minneapolis,
Minnesota
| $1K | +$1.49K | +69 | New |
|
|
PGAM
78
Princeton Global Asset Management
Princeton,
New Jersey
| $50 | – | – | – |
|
|
OAM
79
Oxford Asset Management
Oxford,
United Kingdom
| – | -$1.26M | -57,697 | Closed |
|
|
DGHMC
80
Dalton, Greiner, Hartman, Maher & Co
New York
| – | -$405K | -18,600 | Closed |
|
|
NEPWA
81
New England Private Wealth Advisors
Wellesley,
Massachusetts
| – | -$240K | -11,000 | Closed |
|
|
SBH
82
Segall Bryant & Hamill
Chicago,
Illinois
| – | -$232K | -10,664 | Closed |
|
|
WKWM
83
Walter & Keenan Wealth Management
Souh Bend,
Indiana
| – | -$196K | -9,000 | Closed |
|
84
Victory Capital Management
San Antonio,
Texas
| – | -$60K | -2,742 | Closed |
|
|
QT
85
Quantamental Technologies
White Plains,
New York
| – | -$22K | -998 | Closed |
|
|
MBTD
86
Mechanics Bank - Trust Department
Walnut Creek,
California
| – | -$21K | -960 | Closed |
|
87
Barclays
London,
United Kingdom
| – | -$6.47K | -299 | -100% |
|
CSWC Hedge Fund Activity: Q4 2019 in Review
80 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2019, worth a combined $161M — down 9.1% from $177M a quarter earlier.
Buyers outnumbered sellers: 21 funds opened new CSWC positions and 8 closed out — a net gain of 13 holders — while 22 added to existing stakes and 23 trimmed.
The largest buyer was VanEck Associates, opening a new position worth an estimated $3.88M. The largest seller was Moab Capital Partners, cutting an estimated $11M.
- 80 institutional investors held Capital Southwest (CSWC) as of Q4 2019, up from 69 in Q3 2019.
- Funds reported $161M of Capital Southwest stock for Q4 2019, down 9.1% quarter-over-quarter.
- 21 funds opened new Capital Southwest positions in Q4 2019 and 8 closed out, a net change of +13 holders.
- The largest Capital Southwest buyer in Q4 2019 was VanEck Associates, an estimated $3.88M added.
- The largest Capital Southwest seller in Q4 2019 was Moab Capital Partners, an estimated $11M sold.
Based on aggregated 13F filings for Q4 2019.