Capital Southwest
CSWC
66 hedge funds and large institutions have $398M invested in Capital Southwest in 2015 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 10 increasing their positions, 29 reducing their positions, and 13 closing their positions.
67% more funds holding in top 10
Funds holding in top 10: 3 → 5 (+2)
30% more capital invested
Capital invested by funds: $307M → $398M (+$91M)
23% more first-time investments, than exits
New positions opened: 16 | Existing positions closed: 13
5% more funds holding
Funds holding: 63 → 66 (+3)
66% less repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 29
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MCP
Moab Capital Partners
Southampton,
New York
|
+$63.4M |
| 2 |
CP
Clover Partners
Dallas,
Texas
|
+$27.2M |
| 3 |
ICM
ISZO Capital Management
New York
|
+$15M |
| 4 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$9.85M |
| 5 |
Morgan Stanley
New York
|
+$8.21M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RRC
Red Rocks Capital
Denver,
Colorado
|
-$23.6M |
| 2 |
Schroder Investment Management Group
London,
United Kingdom
|
-$14.6M |
| 3 |
AR
Advisory Research
Chicago,
Illinois
|
-$14.5M |
| 4 |
Comerica Bank
Dallas,
Texas
|
-$12.5M |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$10.4M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Arrowstreet Capital
Boston,
Massachusetts
| – | -$365K | -26,259 | Closed |
|
77
Fisher Asset Management
Camas,
Washington
| – | -$364K | -26,150 | Closed |
|
78
Citigroup
New York
| – | -$3.48K | -209 | -94% |
|
79
Wells Fargo
San Francisco,
California
| – | -$133 | -8 | Closed |
|
CSWC Hedge Fund Activity: Q1 2015 in Review
66 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2015, worth a combined $398M — up 30% from $307M a quarter earlier.
Buyers outnumbered sellers: 16 funds opened new CSWC positions and 13 closed out — a net gain of 3 holders — while 10 added to existing stakes and 29 trimmed.
The largest buyer was Moab Capital Partners, opening a new position worth an estimated $63.4M. The largest seller was Red Rocks Capital, exiting entirely with an estimated $23.6M sold.
- 66 institutional investors held Capital Southwest (CSWC) as of Q1 2015, up from 63 in Q4 2014.
- Funds reported $398M of Capital Southwest stock for Q1 2015, up 30% quarter-over-quarter.
- 16 funds opened new Capital Southwest positions in Q1 2015 and 13 closed out, a net change of +3 holders.
- The largest Capital Southwest buyer in Q1 2015 was Moab Capital Partners, an estimated $63.4M added.
- The largest Capital Southwest seller in Q1 2015 was Red Rocks Capital, an estimated $23.6M sold.
Based on aggregated 13F filings for Q1 2015.