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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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72 hedge funds and large institutions have $175M invested in ClearBridge MLP and Midstream Fund Inc. in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

29% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 17

4% more funds holding

Funds holding: 69 → 72 (+3)

3% more capital invested

Capital invested by funds: $170M → $175M (+$4.89M)

Holders
72
Holders Change
+3
Holders Change %
+4.35%
% of All Funds
1.14%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
11
Increased
22
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$9.01M
2
AAM
Advisors Asset Management
Colorado
+$2.85M
3
SIA
Sit Investment Associates
Minnesota
+$2.21M
4
WAM
Wolverine Asset Management
Illinois
+$1.89M
5
AGM
Alpine Global Management
New York
+$1.2M

Top Sellers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
-$10.9M
2
MGAM
McGowan Group Asset Management
Texas
-$3.57M
3
ClearBridge Investments
ClearBridge Investments
New York
-$2M
4
QC
Quantedge Capital
Singapore
-$835K
5
TB
Terril Brothers
Missouri
-$595K
Name Holding Trade Value Shares
Change 		Change in
Stake
SS
51
Sunbelt Securities
Texas
$162K – – –
CFB
52
Cullen/Frost Bankers
Texas
$143K – – –
GWSG
53
GPS Wealth Strategies Group
Colorado
$133K +$14.7K +406 +12%
EBA
54
Eagle Bay Advisors
New York
$102K – – –
HIA
55
Harbor Investment Advisory
Maryland
$72.4K +$362 +10 +0.5%
Comerica Bank
56
Comerica Bank
Texas
$49.7K +$51.2K +1,412 New
C
57
Covestor
United Kingdom
$34K – – –
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$32K – – –
BWL
59
Bogart Wealth LLC
Virginia
$27K – – –
NS
60
NBC Securities
Alabama
$22K +$22.8K +630 New
TWM
61
Tradition Wealth Management
Minnesota
$20K +$435 +12 +2%
PTC
62
Private Trust Company
Ohio
$19.2K – – –
JP Morgan Chase
63
JP Morgan Chase
New York
$10.8K -$4.96K -137 -31%
HCM
64
Highlander Capital Management
New Jersey
$10K +$10.5K +290 New
PSB
65
Piscataqua Savings Bank
New Hampshire
$7.54K +$7.75K +214 New
AW
66
Avion Wealth
Texas
$7K – – –
CT
67
Cambridge Trust
Massachusetts
$6.8K – – –
SWA
68
SOA Wealth Advisors
New York
$6.03K +$109 +3 +2%
WWM
69
Wolff Wiese Magana
California
$3.7K – – –
CFD
70
Creative Financial Designs
Indiana
$3.66K – – –
LFG
71
Larson Financial Group
Missouri
$3.49K – – –
GWM
72
Geneos Wealth Management
Colorado
$1.9K -$1.81K -50 -48%
HNB
73
Huntington National Bank
Ohio
$19 – – –
PCM
74
Penserra Capital Management
California
– -$10.9M -313,894 Closed
ClearBridge Investments
75
ClearBridge Investments
New York
– -$2M -57,760 Closed
1 2
3
4

CEM Hedge Fund Activity: Q3 2023 in Review

72 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2023, worth a combined $175M — up 2.9% from $170M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CEM positions and 7 closed out — a net gain of 4 holders — while 22 added to existing stakes and 17 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $9.01M. The largest seller was Penserra Capital Management, exiting entirely with an estimated $10.9M sold.

  • 72 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2023, up from 69 in Q2 2023.
  • Funds reported $175M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2023, up 2.9% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2023 and 7 closed out, a net change of +4 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2023 was Saba Capital Management, an estimated $9.01M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2023 was Penserra Capital Management, an estimated $10.9M sold.

Based on aggregated 13F filings for Q3 2023.