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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
201
Costco
COST
$432B
– –
-14
Closed -$7.91K
CP icon
202
Canadian Pacific Kansas City
CP
$81B
– –
-71
Closed -$5.28K
CRL icon
203
Charles River Laboratories
CRL
$11.3B
– –
-23
Closed -$4.51K
CRSP icon
204
CRISPR Therapeutics
CRSP
$4.69B
– –
-625
Closed -$28.4K
CSCO icon
205
Cisco
CSCO
$443B
– –
-161
Closed -$8.65K
CVE icon
206
Cenovus Energy
CVE
$54.2B
– –
-304
Closed -$6.33K
CVX icon
207
Chevron
CVX
$382B
– –
-100
Closed -$16.9K
DHR icon
208
Danaher
DHR
$138B
– –
-24
Closed -$4.62K
DLB icon
209
Dolby
DLB
$4.97B
– –
-55
Closed -$4.36K
DTF
210
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
– –
-29,723
Closed -$317K
EFX icon
211
Equifax
EFX
$22B
– –
-38
Closed -$6.96K
EQIX icon
212
Equinix
EQIX
$99.4B
– –
-36
Closed -$26.1K
ES icon
213
Eversource Energy
ES
$28.1B
– –
-52
Closed -$3.02K
ETN icon
214
Eaton
ETN
$141B
– –
-57
Closed -$12.2K
EXPO icon
215
Exponent
EXPO
$3.19B
– –
-46
Closed -$3.94K
FAST icon
216
Fastenal
FAST
$54.8B
– –
-96
Closed -$2.62K
FCX icon
217
Freeport-McMoran
FCX
$86.2B
– –
-728
Closed -$27.1K
FICO icon
218
Fair Isaac
FICO
$31.8B
– –
-4
Closed -$3.47K
FN icon
219
Fabrinet
FN
$14.9B
– –
-8
Closed -$1.33K
GDDY icon
220
GoDaddy
GDDY
$13.9B
– –
-66
Closed -$4.92K
GDL
221
GDL Fund
GDL
$91.7M
– –
-5,454
Closed -$42.3K
GDX icon
222
VanEck Gold Miners ETF
GDX
$22.5B
– –
-3,179
Closed -$85.5K
GLOB icon
223
Globant
GLOB
$1.65B
– –
-7
Closed -$1.39K
GLW icon
224
Corning
GLW
$107B
– –
-181
Closed -$5.51K
B
225
Barrick Mining
B
$60.9B
– –
-174
Closed -$2.53K
7 8
9
10 11

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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.