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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSY icon
201
Bentley Systems
BSY
$10.7B
$7.52K ﹤0.01%
150
– –
FDEU
202
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$7.19K ﹤0.01%
580
– –
VALE icon
203
Vale
VALE
$63.8B
$7.09K ﹤0.01%
529
– –
CB icon
204
Chubb
CB
$135B
$7.08K ﹤0.01%
34
– –
ABT icon
205
Abbott
ABT
$183B
$7.07K ﹤0.01%
73
– –
CARR icon
206
Carrier Global
CARR
$50.6B
$7.01K ﹤0.01%
127
– –
EFX icon
207
Equifax
EFX
$20.7B
$6.96K ﹤0.01%
38
– –
ITW icon
208
Illinois Tool Works
ITW
$81.6B
$6.91K ﹤0.01%
30
– –
KF
209
Korea Fund
KF
$237M
$6.9K ﹤0.01%
328
– –
ABNB icon
210
Airbnb
ABNB
$90.3B
$6.86K ﹤0.01%
50
– –
EMF
211
Templeton Emerging Markets Fund
EMF
$312M
$6.78K ﹤0.01%
599
– –
POOL icon
212
Pool Corp
POOL
$6.95B
$6.77K ﹤0.01%
19
– –
PM icon
213
Philip Morris
PM
$299B
$6.67K ﹤0.01%
72
– –
KDP icon
214
Keurig Dr Pepper
KDP
$43B
$6.6K ﹤0.01%
209
– –
KSA icon
215
iShares MSCI Saudi Arabia ETF
KSA
$622M
$6.47K ﹤0.01%
167
– –
PAYX icon
216
Paychex
PAYX
$41.4B
$6.46K ﹤0.01%
56
– –
HDB icon
217
HDFC Bank
HDB
$124B
$6.43K ﹤0.01%
218
– –
AEF
218
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$6.41K ﹤0.01%
1,343
-10
-0.7% -$51
CVE icon
219
Cenovus Energy
CVE
$56.5B
$6.33K ﹤0.01%
304
– –
TFC icon
220
Truist Financial
TFC
$63.5B
$6.29K ﹤0.01%
220
– –
BP icon
221
BP
BP
$114B
$6.23K ﹤0.01%
161
– –
ON icon
222
ON Semiconductor
ON
$32.6B
$6.13K ﹤0.01%
66
– –
AIIOW
223
Robo.ai Inc Warrant
AIIOW
$432K
$6.08K ﹤0.01%
26,327
– –
ISRG icon
224
Intuitive Surgical
ISRG
$126B
$5.85K ﹤0.01%
20
– –
QCOM icon
225
Qualcomm
QCOM
$160B
$5.78K ﹤0.01%
52
– –
7 8
9
10 11

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.