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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
201
Corning
GLW
$116B
$6.39K ﹤0.01%
181
– –
COO icon
202
Cooper Companies
COO
$14.2B
$6.35K ﹤0.01%
68
– –
TRV icon
203
Travelers Companies
TRV
$78.4B
$6.34K ﹤0.01%
+37
New +$6.73K
CXH
204
DELISTED
MFS Investment Grade Municipal Trust
CXH
$6.28K ﹤0.01%
+850
New +$6.23K
CMU
205
DELISTED
MFS High Yield Municipal Trust
CMU
$6.23K ﹤0.01%
+1,940
New +$6.24K
RTX icon
206
RTX Corp
RTX
$289B
$6.17K ﹤0.01%
63
+40
+174% +$3.94K
ZTS icon
207
Zoetis
ZTS
$31.9B
$6.16K ﹤0.01%
37
– –
EEA
208
European Equity Fund
EEA
$75.4M
$6.06K ﹤0.01%
718
– –
SLB icon
209
SLB Ltd
SLB
$72.6B
$6.04K ﹤0.01%
123
– –
AMZN icon
210
Amazon
AMZN
$2.53T
$5.89K ﹤0.01%
57
-17
-23% -$1.64K
WEC icon
211
WEC Energy
WEC
$35.9B
$5.88K ﹤0.01%
62
– –
JEQ
212
DELISTED
abrdn Japan Equity Fund
JEQ
$5.86K ﹤0.01%
1,071
– –
CME icon
213
CME Group
CME
$96.1B
$5.75K ﹤0.01%
30
– –
ANSS
214
DELISTED
Ansys
ANSS
$5.66K ﹤0.01%
17
– –
MA icon
215
Mastercard
MA
$510B
$5.45K ﹤0.01%
15
– –
CAF
216
Morgan Stanley China A Share Fund
CAF
$325M
$5.41K ﹤0.01%
377
+60
+19% +$905
AIIOW
217
Robo.ai Inc Warrant
AIIOW
$432K
$5.41K ﹤0.01%
+26,327
New +$6.05K
ZBRA icon
218
Zebra Technologies
ZBRA
$13.7B
$5.41K ﹤0.01%
17
– –
NDSN icon
219
Nordson
NDSN
$16.4B
$5.33K ﹤0.01%
24
– –
LIN icon
220
Linde
LIN
$235B
$5.33K ﹤0.01%
15
– –
CVE icon
221
Cenovus Energy
CVE
$55.9B
$5.31K ﹤0.01%
304
– –
TER icon
222
Teradyne
TER
$57.2B
$5.27K ﹤0.01%
49
– –
AZPN
223
DELISTED
Aspen Technology Inc
AZPN
$5.26K ﹤0.01%
23
+9
+64% +$1.87K
BSTZ icon
224
BlackRock Science and Technology Term Trust
BSTZ
$1.92B
$5.23K ﹤0.01%
280
-158,723
-100% -$2.79M
GDDY icon
225
GoDaddy
GDDY
$13.2B
$5.13K ﹤0.01%
66
+22
+50% +$1.7K
7 8
9
10 11

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Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.