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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$234M
AUM Growth
-$7M
Cap. Flow
+$5.84M
Cap. Flow %
2.49%
Top 10 Hldgs %
57.02%
Holding
347
New
25
Increased
51
Reduced
52
Closed
39

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14.5M
3
SJB icon
ProShares Short High Yield
SJB
+$8.53M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$1.81M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
+$1.5M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.6M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.57M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.21M
4
PCF
High Income Securities Fund
PCF
+$3.18M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
201
Corning
GLW
$116B
$5K ﹤0.01%
181
+26
+17% +$881
B
202
Barrick Mining
B
$63.2B
$5K ﹤0.01%
349
– –
ITW icon
203
Illinois Tool Works
ITW
$81.6B
$5K ﹤0.01%
30
– –
JEQ
204
DELISTED
abrdn Japan Equity Fund
JEQ
$5K ﹤0.01%
1,061
– –
NDSN icon
205
Nordson
NDSN
$16.4B
$5K ﹤0.01%
22
– –
NKE icon
206
Nike
NKE
$62.7B
$5K ﹤0.01%
59
– –
ON icon
207
ON Semiconductor
ON
$32.6B
$5K ﹤0.01%
+82
New +$5.28K
PFE icon
208
Pfizer
PFE
$142B
$5K ﹤0.01%
109
– –
SVXY icon
209
ProShares Short VIX Short-Term Futures ETF
SVXY
$224M
$5K ﹤0.01%
220
– –
ZTS icon
210
Zoetis
ZTS
$31.9B
$5K ﹤0.01%
37
– –
BTX
211
BlackRock Technology and Private Equity Term Trust
BTX
$922M
$5K ﹤0.01%
698
-247,605
-100% -$2.07M
ADBE icon
212
Adobe
ADBE
$98.5B
$4K ﹤0.01%
15
– –
AMAT icon
213
Applied Materials
AMAT
$398B
$4K ﹤0.01%
46
– –
BG icon
214
Bunge Global
BG
$20.4B
$4K ﹤0.01%
44
-14
-24% -$1.3K
BSY icon
215
Bentley Systems
BSY
$10.7B
$4K ﹤0.01%
139
– –
CAF
216
Morgan Stanley China A Share Fund
CAF
$325M
$4K ﹤0.01%
297
– –
CHT icon
217
Chunghwa Telecom
CHT
$33.1B
$4K ﹤0.01%
100
– –
COP icon
218
ConocoPhillips
COP
$145B
$4K ﹤0.01%
43
– –
CPRT icon
219
Copart
CPRT
$27.4B
$4K ﹤0.01%
144
– –
CRL icon
220
Charles River Laboratories
CRL
$11.3B
$4K ﹤0.01%
20
– –
EMF
221
Templeton Emerging Markets Fund
EMF
$312M
$4K ﹤0.01%
369
– –
EXPO icon
222
Exponent
EXPO
$3.13B
$4K ﹤0.01%
46
– –
IBKR icon
223
Interactive Brokers
IBKR
$40.3B
$4K ﹤0.01%
220
– –
INFY icon
224
Infosys
INFY
$48.4B
$4K ﹤0.01%
241
– –
JD icon
225
JD.com
JD
$43.6B
$4K ﹤0.01%
75
– –
7 8
9
10 11

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Thomas J. Herzfeld Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Thomas J. Herzfeld Advisors held 347 positions worth $234M, down 2.9% from $241M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2022 filing shows 25 new, 51 increased, 52 reduced and 39 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M. The largest sale was Cornerstone Strategic Value Fund, an estimated $7.6M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 7.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q3 2022, an estimated $23.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2022 reduction was Cornerstone Strategic Value Fund, cutting an estimated $7.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short 20+ Year Treasury ETF in Q3 2022, selling an estimated $3.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 57% of its $234M portfolio in Q3 2022.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 39 in Q3 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.9% quarter-over-quarter to $234M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.