We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
176
Air Products & Chemicals
APD
$65.5B
$15K 0.01%
50
+3
+6% +$881
MDLZ icon
177
Mondelez International
MDLZ
$82.9B
$15K 0.01%
226
+21
+10% +$1.3K
PEP icon
178
PepsiCo
PEP
$196B
$15K 0.01%
89
– –
PG icon
179
Procter & Gamble
PG
$340B
$15K 0.01%
94
+15
+19% +$2.23K
RONI.WS
180
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$15K 0.01%
+10,248
New +$15.9K
LICY.WS
181
DELISTED
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
$15K 0.01%
6,044
– –
CSCO icon
182
Cisco
CSCO
$443B
$14K 0.01%
219
– –
IBN icon
183
ICICI Bank
IBN
$107B
$14K 0.01%
713
+194
+37% +$3.83K
IRL
184
DELISTED
NEW IRELAND FUND INC
IRL
$14K 0.01%
1,276
+605
+90% +$7.52K
ADP icon
185
Automatic Data Processing
ADP
$109B
$13K ﹤0.01%
51
– –
AMT icon
186
American Tower
AMT
$83.5B
$13K ﹤0.01%
43
– –
CCI icon
187
Crown Castle
CCI
$34.6B
$13K ﹤0.01%
64
– –
NFLX icon
188
Netflix
NFLX
$307B
$13K ﹤0.01%
220
– –
QCOM icon
189
Qualcomm
QCOM
$164B
$13K ﹤0.01%
70
– –
TFC icon
190
Truist Financial
TFC
$63.9B
$13K ﹤0.01%
221
– –
MRSH
191
Marsh
MRSH
$94.3B
$12K ﹤0.01%
68
– –
PCTTW
192
PureCycle Technologies Inc Warrant
PCTTW
$9.5M
$12K ﹤0.01%
3,331
– –
PYPL icon
193
PayPal
PYPL
$49.9B
$12K ﹤0.01%
61
-197
-76% -$42.6K
SHOP icon
194
Shopify
SHOP
$168B
$12K ﹤0.01%
90
– –
TSI
195
TCW Strategic Income Fund
TSI
$213M
$12K ﹤0.01%
2,000
– –
EFX icon
196
Equifax
EFX
$22B
$11K ﹤0.01%
36
+4
+13% +$1.11K
HON icon
197
Honeywell
HON
$76.4B
$11K ﹤0.01%
57
-7
-11% -$1.41K
MCD icon
198
McDonald's
MCD
$193B
$11K ﹤0.01%
42
– –
PAYX icon
199
Paychex
PAYX
$43.4B
$11K ﹤0.01%
80
– –
PLD icon
200
Prologis
PLD
$136B
$11K ﹤0.01%
64
– –
6 7
8
9 10

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.