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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$149M
AUM Growth
-$55.2M
Cap. Flow
-$49.6M
Cap. Flow %
-33.35%
Top 10 Hldgs %
53.72%
Holding
307
New
17
Increased
64
Reduced
53
Closed
53

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$1.99M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.89M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.16M
4
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$1.03M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$870K

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.31M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.43M
4
ISD
PGIM High Yield Bond Fund
ISD
+$2.42M
5
HIX
Western Asset High Income Fund II
HIX
+$2.28M

Sector Composition

Rank Sector Weight
1 Financials 1.5%
2 Real Estate 1%
3 Healthcare 0.94%
4 Utilities 0.31%
5 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KCAC.WS
176
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
$7K ﹤0.01%
+3,000
New +$10.8K
ALC icon
177
Alcon
ALC
$33.9B
$6K ﹤0.01%
100
– –
EEA
178
European Equity Fund
EEA
$75.4M
$6K ﹤0.01%
617
– –
ITW icon
179
Illinois Tool Works
ITW
$81.6B
$6K ﹤0.01%
30
– –
JNJ icon
180
Johnson & Johnson
JNJ
$617B
$6K ﹤0.01%
43
-22
-34% -$3.25K
PLD icon
181
Prologis
PLD
$136B
$6K ﹤0.01%
64
+29
+83% +$2.9K
PNC icon
182
PNC Financial Services
PNC
$99.2B
$6K ﹤0.01%
50
– –
FREEW
183
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$6K ﹤0.01%
+6,250
New +$5.41K
AEF
184
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$5K ﹤0.01%
768
– –
CB icon
185
Chubb
CB
$135B
$5K ﹤0.01%
35
+1
+3% +$126
CMCSA icon
186
Comcast
CMCSA
$84B
$5K ﹤0.01%
114
– –
CVX icon
187
Chevron
CVX
$383B
$5K ﹤0.01%
77
– –
ITUB icon
188
Itaú Unibanco
ITUB
$93B
$5K ﹤0.01%
1,538
– –
JEQ
189
DELISTED
abrdn Japan Equity Fund
JEQ
$5K ﹤0.01%
561
– –
MELI icon
190
Mercado Libre
MELI
$95.6B
$5K ﹤0.01%
4
– –
NKE icon
191
Nike
NKE
$62.7B
$5K ﹤0.01%
43
– –
PGP
192
PIMCO Global StockPLUS & Income Fund
PGP
$97.2M
$5K ﹤0.01%
589
– –
QCOM icon
193
Qualcomm
QCOM
$159B
$5K ﹤0.01%
+40
New +$4.27K
SHOP icon
194
Shopify
SHOP
$159B
$5K ﹤0.01%
50
+10
+25% +$994
V icon
195
Visa
V
$684B
$5K ﹤0.01%
30
-6
-17% -$1.2K
IRL
196
DELISTED
NEW IRELAND FUND INC
IRL
$5K ﹤0.01%
605
– –
LCAHW
197
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$5K ﹤0.01%
+1,500
New +$6.56K
AZN icon
198
AstraZeneca
AZN
$266B
$4K ﹤0.01%
39
– –
BSX icon
199
Boston Scientific
BSX
$68.4B
$4K ﹤0.01%
129
+15
+13% +$578
CEE
200
Central and Eastern Europe Fund
CEE
$137M
$4K ﹤0.01%
222
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Thomas J. Herzfeld Advisors held 307 positions worth $149M, down 27% from $204M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $49.6M in Q3 2020, closing 53 positions and reducing 53 holdings. Its most notable exit was MasTec, an estimated $4.59M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, down from 4.2% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Aberdeen Intermediate Income Fund worth $1.93M.

  • Thomas J. Herzfeld Advisors's largest Q3 2020 buy was Aberdeen Intermediate Income Fund: 518,132 shares worth $1.93M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q3 2020, an estimated $1.89M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.31M.
  • Thomas J. Herzfeld Advisors fully exited MasTec in Q3 2020, selling an estimated $4.59M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $149M portfolio in Q3 2020.
  • Thomas J. Herzfeld Advisors opened 17 new positions and closed 53 in Q3 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 27% quarter-over-quarter to $149M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.