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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$312M
AUM Growth
+$11.8M
Cap. Flow
+$5.23M
Cap. Flow %
1.68%
Top 10 Hldgs %
44.15%
Holding
165
New
10
Increased
63
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$8.77M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$7.56M
3
XFLT
XAI Floating Rate & Alternative Income Trust
XFLT
+$7.09M
4
RA
Brookfield Real Assets Income Fund
RA
+$3.83M
5
SDHY
PGIM Short Duration High Yield Opportunities Fund
SDHY
+$2.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$10.8M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$7M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.9M
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$4.55M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$3.24M

Sector Composition

Rank Sector Weight
1 Financials 19.77%
2 Consumer Discretionary 5.75%
3 Industrials 2.18%
4 Materials 1.3%
5 Utilities 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRT icon
151
Empire State Realty Trust
ESRT
$1B
– –
-73,894
Closed -$819K
FMN
152
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
– –
-22,813
Closed -$283K
JAAA icon
153
Janus Henderson AAA CLO ETF
JAAA
$29.1B
– –
-18,773
Closed -$955K
JPC icon
154
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
– –
-563,822
Closed -$4.55M
MHI
155
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-27,892
Closed -$268K
AIIOW
156
Robo.ai Inc Warrant
AIIOW
$435K
– –
-26,327
Closed -$1.26K
PCF
157
High Income Securities Fund
PCF
$98.8M
– –
-1,574,349
Closed -$10.8M
SDS icon
158
ProShares UltraShort S&P500
SDS
$435M
– –
-725
Closed -$74.8K
USO icon
159
United States Oil Fund
USO
$2.15B
– –
-1,125
Closed -$78.7K
VCV icon
160
Invesco California Value Municipal Income Trust
VCV
$517M
– –
-31,824
Closed -$347K
WIA
161
Western Asset Inflation-Linked Income Fund
WIA
$185M
– –
-20,900
Closed -$179K
WIW
162
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
– –
-6,165
Closed -$54.5K
USAR
163
USA Rare Earth Inc
USAR
$3.2B
– –
-180
Closed -$1.94K
NDP
164
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-63,784
Closed -$2.4M
TTP
165
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-2,769
Closed -$117K
3 4 5 6
7

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Thomas J. Herzfeld Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Thomas J. Herzfeld Advisors held 165 positions worth $312M, up 3.9% from $300M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2024 filing shows 10 new, 63 increased, 40 reduced and 18 closed positions. Its largest new stake was Prospect Capital: 1,828,411 shares worth $7.88M. The largest sale was High Income Securities Fund, an estimated $10.8M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2024 buy was Prospect Capital: 1,828,411 shares worth $7.88M.
  • Thomas J. Herzfeld Advisors added most to Saba Capital Income & Opportunities Fund II in Q4 2024, an estimated $7.56M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2024 reduction was FS Credit Opportunities Corp, cutting an estimated $7M.
  • Thomas J. Herzfeld Advisors fully exited High Income Securities Fund in Q4 2024, selling an estimated $10.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $312M portfolio in Q4 2024.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 18 in Q4 2024.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.9% quarter-over-quarter to $312M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2024, filed 12 Feb 2025.