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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSH
151
Marsh
MRSH
$91.4B
$11.3K ﹤0.01%
68
– –
GHY
152
PGIM Global High Yield Fund
GHY
$476M
$11.3K ﹤0.01%
1,032
– –
UPS icon
153
United Parcel Service
UPS
$89.5B
$11.3K ﹤0.01%
58
– –
PNC icon
154
PNC Financial Services
PNC
$99.2B
$11.1K ﹤0.01%
87
– –
JPM icon
155
JPMorgan Chase
JPM
$933B
$10.9K ﹤0.01%
84
– –
LMT icon
156
Lockheed Martin
LMT
$132B
$10.9K ﹤0.01%
23
+2
+10% +$938
BLK icon
157
Blackrock
BLK
$170B
$10.7K ﹤0.01%
16
-8
-33% -$5.63K
NUV icon
158
Nuveen Municipal Value Fund
NUV
$1.92B
$10.3K ﹤0.01%
1,170
+100
+9% +$889
NSLR
159
Neostellar Capital Corp
NSLR
$270M
$10.1K ﹤0.01%
2,792
-543,134
-99% -$2.09M
TFC icon
160
Truist Financial
TFC
$63.5B
$9.92K ﹤0.01%
291
– –
O icon
161
Realty Income
O
$60.1B
$9.88K ﹤0.01%
156
– –
ETN icon
162
Eaton
ETN
$150B
$9.77K ﹤0.01%
57
– –
SRE icon
163
Sempra
SRE
$58.6B
$9.67K ﹤0.01%
128
– –
VALE icon
164
Vale
VALE
$63.8B
$9.59K ﹤0.01%
608
+4
+0.7% +$68
TSI
165
TCW Strategic Income Fund
TSI
$212M
$9.36K ﹤0.01%
2,000
– –
ADP icon
166
Automatic Data Processing
ADP
$105B
$9.35K ﹤0.01%
42
– –
AOD
167
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$9.03K ﹤0.01%
1,117
– –
CB icon
168
Chubb
CB
$135B
$8.74K ﹤0.01%
45
– –
CCI icon
169
Crown Castle
CCI
$33.4B
$8.57K ﹤0.01%
64
– –
CSCO icon
170
Cisco
CSCO
$448B
$8.42K ﹤0.01%
161
– –
ISRG icon
171
Intuitive Surgical
ISRG
$126B
$7.92K ﹤0.01%
31
– –
AMAT icon
172
Applied Materials
AMAT
$398B
$7.86K ﹤0.01%
64
+6
+10% +$689
PCTTW
173
PureCycle Technologies Inc Warrant
PCTTW
$9.04M
$7.74K ﹤0.01%
2,457
– –
EFX icon
174
Equifax
EFX
$20.7B
$7.71K ﹤0.01%
38
– –
AEF
175
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$7.47K ﹤0.01%
1,393
+50
+4% +$269
5 6
7
8 9

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Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.