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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+18.82%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$214M
AUM Growth
+$65.4M
Cap. Flow
+$36.3M
Cap. Flow %
16.95%
Top 10 Hldgs %
43.52%
Holding
313
New
59
Increased
68
Reduced
46
Closed
15

Top Buys

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.99M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.36M
3
BPOP icon
Popular Inc
BPOP
+$2.62M
4
RCL icon
Royal Caribbean
RCL
+$2.45M
5
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.37M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.47M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.57M
3
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$2.08M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$1.69M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$1.36M

Sector Composition

Rank Sector Weight
1 Financials 4.95%
2 Industrials 4.89%
3 Consumer Discretionary 3.5%
4 Materials 1.29%
5 Utilities 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDNS icon
151
Cadence Design Systems
CDNS
$91.7B
$42K 0.02%
307
+147
+92% +$17.2K
GDL
152
GDL Fund
GDL
$91.8M
$41K 0.02%
4,660
+64
+1% +$548
USO icon
153
United States Oil Fund
USO
$2.12B
$41K 0.02%
1,250
– –
JCE icon
154
Nuveen Core Equity Alpha Fund
JCE
$278M
$40K 0.02%
2,869
+50
+2% +$667
GAB icon
155
Gabelli Equity Trust
GAB
$1.76B
$39K 0.02%
6,398
+148
+2% +$853
MDLZ icon
156
Mondelez International
MDLZ
$80.5B
$39K 0.02%
670
-257
-28% -$14.7K
RYAAY icon
157
Ryanair
RYAAY
$31.2B
$37K 0.02%
848
+515
+155% +$20.2K
OTIS icon
158
Otis Worldwide
OTIS
$27.3B
$35K 0.02%
518
+249
+93% +$16.2K
TSLA icon
159
Tesla
TSLA
$1.22T
$35K 0.02%
150
-60
-29% -$10.2K
USA icon
160
Liberty All-Star Equity Fund
USA
$1.79B
$34K 0.02%
4,880
– –
ROCHW
161
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
$32K 0.01%
+7,272
New +$13.8K
MSFT icon
162
Microsoft
MSFT
$3.35T
$30K 0.01%
135
+11
+9% +$2.37K
GDV icon
163
Gabelli Dividend & Income Trust
GDV
$2.6B
$28K 0.01%
1,303
+21
+2% +$420
JPC icon
164
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$27K 0.01%
+2,790
New +$24.8K
SE icon
165
Sea Limited
SE
$65.1B
$27K 0.01%
138
-76
-36% -$13.5K
JPM icon
166
JPMorgan Chase
JPM
$933B
$24K 0.01%
188
– –
SPCE icon
167
Virgin Galactic
SPCE
$329M
$24K 0.01%
50
– –
AVPT icon
168
AvePoint
AVPT
$2.72B
$23K 0.01%
+1,500
New +$18K
INCY icon
169
Incyte
INCY
$24.9B
$23K 0.01%
260
– –
KPTI icon
170
Karyopharm Therapeutics
KPTI
$159M
$23K 0.01%
100
– –
MRVL icon
171
Marvell Technology
MRVL
$165B
$22K 0.01%
471
+166
+54% +$7.18K
RICE
172
DELISTED
Rice Acquisition Corp.
RICE
$22K 0.01%
+2,000
New +$21.4K
LTRYW icon
173
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$956
$21K 0.01%
+9,291
New +$9.8K
TSM icon
174
TSMC
TSM
$2.09T
$20K 0.01%
187
– –
AVGO icon
175
Broadcom
AVGO
$1.85T
$19K 0.01%
440
– –
5 6
7
8 9

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CWA
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Thomas J. Herzfeld Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Thomas J. Herzfeld Advisors held 313 positions worth $214M, up 44% from $149M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $36.3M of net new capital in Q4 2020, opening 59 new positions and adding to 68 existing holdings. Its largest new stake was MasTec: 89,007 shares worth $6.07M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, up from 1.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Cornerstone Strategic Value Fund, an estimated $4.47M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2020 buy was MasTec: 89,007 shares worth $6.07M.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q4 2020, an estimated $3.36M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.47M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2020, selling an estimated $60K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2020.
  • Thomas J. Herzfeld Advisors opened 59 new positions and closed 15 in Q4 2020.
  • Thomas J. Herzfeld Advisors's portfolio value rose 44% quarter-over-quarter to $214M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.