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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
151
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$99K 0.04%
8,000
– –
JFR icon
152
Nuveen Floating Rate Income Fund
JFR
$1.23B
$99K 0.04%
10,244
-66,613
-87% -$651K
EVM
153
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$96K 0.04%
9,120
– –
TY icon
154
TRI-Continental Corp
TY
$1.86B
$96K 0.04%
3,650
+33
+0.9% +$846
NEA icon
155
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$89K 0.03%
6,693
– –
NXJ
156
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$89K 0.03%
6,456
– –
JRI icon
157
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$85K 0.03%
5,321
-1,365
-20% -$21K
FMO
158
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$82K 0.03%
1,553
-6,526
-81% -$338K
BMY icon
159
Bristol-Myers Squibb
BMY
$130B
$81K 0.03%
1,700
– –
JPC icon
160
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$81K 0.03%
8,521
– –
KF
161
Korea Fund
KF
$226M
$81K 0.03%
2,745
– –
TAK icon
162
Takeda Pharmaceutical
TAK
$56B
$81K 0.03%
4,000
– –
MHE
163
DELISTED
BlackRock Massachusetts Tax-Exempt Trust
MHE
$81K 0.03%
6,444
+3,457
+116% +$41.8K
LLY icon
164
Eli Lilly
LLY
$1.09T
$78K 0.03%
600
– –
VCV icon
165
Invesco California Value Municipal Income Trust
VCV
$520M
$73K 0.03%
6,000
– –
SRV
166
NXG Cushing Midstream Energy Fund
SRV
$218M
$72K 0.03%
1,727
– –
MAV
167
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$71K 0.03%
6,600
+6,495
+6,186% +$69.2K
GDX icon
168
VanEck Gold Miners ETF
GDX
$22.7B
$68K 0.02%
3,039
– –
SONY icon
169
Sony
SONY
$133B
$67K 0.02%
7,885
+4,435
+129% +$41.5K
GDV icon
170
Gabelli Dividend & Income Trust
GDV
$2.62B
$63K 0.02%
2,949
+19
+0.6% +$391
PMO
171
Franklin Municipal Opportunities Trust
PMO
$282M
$63K 0.02%
5,142
-2,100
-29% -$25K
AABA
172
DELISTED
Altaba Inc
AABA
$63K 0.02%
+849
New +$58.5K
SPY icon
173
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$62K 0.02%
220
– –
BWG
174
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$59K 0.02%
5,264
+3,105
+144% +$34.2K
WIW
175
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$55K 0.02%
5,109
+22
+0.4% +$232
5 6
7
8 9

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DMBA
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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.