TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+10.84%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$273M
AUM Growth
+$273M
Cap. Flow
-$3.47M
Cap. Flow %
-1.27%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.63M
2
SHV icon
iShares Short Treasury Bond ETF
SHV
$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$1.53M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$5.75M
3
DSL
DoubleLine Income Solutions Fund
DSL
$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.36M
5
CET
Central Securities Corp
CET
$1.04M

Sector Composition

1 Financials 7.64%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JFR icon
151
Nuveen Floating Rate Income Fund
JFR
$1.13B
$99K 0.04%
10,244
-66,613
-87% -$644K
CEF icon
152
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$99K 0.04%
8,000
– –
TY icon
153
TRI-Continental Corp
TY
$1.74B
$96K 0.04%
3,650
+33
+0.9% +$868
EVM
154
Eaton Vance California Municipal Bond Fund
EVM
$222M
$96K 0.04%
9,120
– –
NXJ icon
155
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$475M
$89K 0.03%
6,456
– –
NEA icon
156
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$89K 0.03%
6,693
– –
JRI icon
157
Nuveen Real Asset Income & Growth Fund
JRI
$371M
$85K 0.03%
5,321
-1,365
-20% -$21.8K
FMO
158
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$82K 0.03%
7,767
-32,629
-81% -$345K
BMY icon
159
Bristol-Myers Squibb
BMY
$96.7B
$81K 0.03%
1,700
– –
JPC icon
160
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$81K 0.03%
8,521
– –
KF
161
Korea Fund
KF
$113M
$81K 0.03%
2,745
– –
TAK icon
162
Takeda Pharmaceutical
TAK
$47.8B
$81K 0.03%
4,000
– –
MHE
163
DELISTED
BlackRock Massachusetts Tax-Exempt Trust
MHE
$81K 0.03%
6,444
+3,457
+116% +$43.5K
LLY icon
164
Eli Lilly
LLY
$661B
$78K 0.03%
600
– –
VCV icon
165
Invesco California Value Municipal Income Trust
VCV
$489M
$73K 0.03%
6,000
– –
SRV
166
NXG Cushing Midstream Energy Fund
SRV
$187M
$72K 0.03%
6,909
– –
MAV
167
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$71K 0.03%
6,600
+6,495
+6,186% +$69.9K
GDX icon
168
VanEck Gold Miners ETF
GDX
$19.6B
$68K 0.02%
3,039
– –
SONY icon
169
Sony
SONY
$162B
$67K 0.02%
1,577
+887
+129% +$37.7K
PMO
170
Putnam Municipal Opportunities Trust
PMO
$276M
$63K 0.02%
5,142
-2,100
-29% -$25.7K
AABA
171
DELISTED
Altaba Inc. Common Stock
AABA
$63K 0.02%
+849
New +$63K
GDV icon
172
Gabelli Dividend & Income Trust
GDV
$2.38B
$63K 0.02%
2,949
+19
+0.6% +$406
SPY icon
173
SPDR S&P 500 ETF Trust
SPY
$656B
$62K 0.02%
220
– –
BWG
174
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$59K 0.02%
5,264
+3,105
+144% +$34.8K
WIW
175
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$55K 0.02%
5,109
+22
+0.4% +$237
5 6
7
8 9