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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMC icon
126
TMC The Metals Company
TMC
$1.57B
$9.86K ﹤0.01%
8,959
– –
TSI
127
TCW Strategic Income Fund
TSI
$212M
$9.18K ﹤0.01%
2,000
– –
KF
128
Korea Fund
KF
$237M
$9.08K ﹤0.01%
388
+60
+18% +$1.27K
IIF
129
Morgan Stanley India Investment Fund
IIF
$217M
$8.93K ﹤0.01%
416
+240
+136% +$5.33K
AWP
130
abrdn Global Premier Properties Fund
AWP
$375M
$7.88K ﹤0.01%
+677
New +$7.31K
JEQ
131
DELISTED
abrdn Japan Equity Fund
JEQ
$7.71K ﹤0.01%
1,343
-360
-21% -$1.93K
JOF
132
Japan Smaller Capitalization Fund
JOF
$322M
$7.69K ﹤0.01%
1,013
-150
-13% -$1.07K
AOD
133
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$7.63K ﹤0.01%
947
-150
-14% -$1.15K
GGZ
134
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$6.53K ﹤0.01%
557
– –
AEF
135
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$6.35K ﹤0.01%
1,243
-100
-7% -$478
EEA
136
European Equity Fund
EEA
$75.4M
$6.27K ﹤0.01%
727
+30
+4% +$245
EMF
137
Templeton Emerging Markets Fund
EMF
$312M
$5.01K ﹤0.01%
429
-170
-28% -$1.94K
BTX
138
BlackRock Technology and Private Equity Term Trust
BTX
$922M
$4.99K ﹤0.01%
681
+160
+31% +$1.12K
RVT icon
139
Royce Value Trust
RVT
$2.2B
$4.82K ﹤0.01%
331
-3,376
-91% -$44.1K
ZTR
140
Virtus Total Return Fund
ZTR
$342M
$4.62K ﹤0.01%
838
-1,310
-61% -$6.67K
ADX icon
141
Adams Diversified Equity Fund
ADX
$3.09B
$4.48K ﹤0.01%
253
-1,999
-89% -$33.9K
ASG
142
Liberty All-Star Growth Fund
ASG
$325M
$4.48K ﹤0.01%
848
-6,789
-89% -$33.5K
TY icon
143
TRI-Continental Corp
TY
$1.85B
$4.47K ﹤0.01%
155
-1,199
-89% -$32.6K
QQQX icon
144
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$4.45K ﹤0.01%
192
-2,102
-92% -$47K
GAB icon
145
Gabelli Equity Trust
GAB
$1.76B
$4.42K ﹤0.01%
869
-7,275
-89% -$36.4K
BDJ icon
146
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$4.41K ﹤0.01%
573
-1,699
-75% -$12.8K
JCE icon
147
Nuveen Core Equity Alpha Fund
JCE
$278M
$4.4K ﹤0.01%
325
-3,680
-92% -$47.3K
AIIOW
148
Robo.ai Inc Warrant
AIIOW
$432K
$4.38K ﹤0.01%
26,327
– –
USA icon
149
Liberty All-Star Equity Fund
USA
$1.79B
$4.3K ﹤0.01%
674
-5,937
-90% -$36.1K
FRGE
150
DELISTED
Forge Global Holdings
FRGE
$3.43K ﹤0.01%
67
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.