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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDJ icon
126
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$18.7K 0.01%
2,182
+137
+7% +$1.22K
PEP icon
127
PepsiCo
PEP
$191B
$18.2K 0.01%
100
+7
+8% +$1.22K
GF
128
New Germany Fund
GF
$182M
$17.8K 0.01%
1,953
+250
+15% +$2.28K
INCY icon
129
Incyte
INCY
$24.2B
$17.5K 0.01%
242
– –
TWN
130
Taiwan Fund
TWN
$472M
$17.4K 0.01%
647
+90
+16% +$2.35K
HD icon
131
Home Depot
HD
$331B
$17.4K 0.01%
59
– –
MDLZ icon
132
Mondelez International
MDLZ
$79.5B
$16.7K 0.01%
239
+13
+6% +$861
NUW icon
133
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$16.4K 0.01%
1,188
+370
+45% +$5.16K
CVX icon
134
Chevron
CVX
$392B
$16.3K 0.01%
100
– –
PG icon
135
Procter & Gamble
PG
$337B
$15.3K 0.01%
103
– –
NNY icon
136
Nuveen New York Municipal Value Fund
NNY
$155M
$14.9K 0.01%
1,710
+730
+74% +$6.21K
TSLA icon
137
Tesla
TSLA
$1.23T
$14.5K 0.01%
70
-12
-15% -$2.09K
APD icon
138
Air Products & Chemicals
APD
$65.7B
$14.4K 0.01%
50
– –
IBN icon
139
ICICI Bank
IBN
$108B
$13.9K 0.01%
645
-112
-15% -$2.34K
SBUX icon
140
Starbucks
SBUX
$120B
$13.6K 0.01%
131
-15
-10% -$1.56K
AGD
141
abrdn Global Dynamic Dividend Fund
AGD
$318M
$13.6K 0.01%
1,456
– –
GOOG icon
142
Alphabet (Google) Class C
GOOG
$4.36T
$13.4K 0.01%
129
-7
-5% -$676
AZN icon
143
AstraZeneca
AZN
$263B
$13.3K 0.01%
96
– –
TXN icon
144
Texas Instruments
TXN
$252B
$13K 0.01%
70
– –
ZTR
145
Virtus Total Return Fund
ZTR
$340M
$12.9K 0.01%
1,993
+72
+4% +$474
MCD icon
146
McDonald's
MCD
$192B
$12.6K 0.01%
45
+3
+7% +$804
NIM icon
147
Nuveen Select Maturities Municipal Fund
NIM
$114M
$12.4K 0.01%
1,340
+220
+20% +$2.04K
OPFI icon
148
OppFi
OPFI
$799M
$12.1K ﹤0.01%
5,898
– –
PLD icon
149
Prologis
PLD
$135B
$11.9K ﹤0.01%
95
+10
+12% +$1.23K
NCA icon
150
Nuveen California Municipal Value Fund
NCA
$297M
$11.5K ﹤0.01%
1,310
-250
-16% -$2.2K
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.