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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXSQ icon
126
Oxford Square Capital
OXSQ
$150M
$84K 0.03%
+20,494
New +$85.2K
VFL
127
DELISTED
abrdn National Municipal Income Fund
VFL
$84K 0.03%
5,984
– –
BCS icon
128
Barclays
BCS
$87.8B
$80K 0.03%
7,710
+3,074
+66% +$32.2K
MDY icon
129
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$78K 0.03%
150
– –
SBI
130
Western Asset Intermediate Muni Fund
SBI
$107M
$73K 0.03%
7,562
-36,726
-83% -$356K
SNY icon
131
Sanofi
SNY
$107B
$68K 0.02%
1,367
+328
+32% +$16.2K
USO icon
132
United States Oil Fund
USO
$2.15B
$68K 0.02%
1,250
– –
TSLA icon
133
Tesla
TSLA
$1.18T
$64K 0.02%
183
– –
BKR icon
134
Baker Hughes
BKR
$58.3B
$63K 0.02%
2,604
+664
+34% +$16.4K
RVT icon
135
Royce Value Trust
RVT
$2.19B
$63K 0.02%
3,197
+132
+4% +$2.5K
QQQX icon
136
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$61K 0.02%
1,997
+31
+2% +$922
JCE icon
137
Nuveen Core Equity Alpha Fund
JCE
$273M
$59K 0.02%
3,193
+165
+5% +$2.83K
ASG
138
Liberty All-Star Growth Fund
ASG
$321M
$56K 0.02%
6,196
– –
TAK icon
139
Takeda Pharmaceutical
TAK
$56.7B
$55K 0.02%
4,000
– –
MSFT icon
140
Microsoft
MSFT
$2.9T
$54K 0.02%
162
+10
+7% +$3.24K
GAB icon
141
Gabelli Equity Trust
GAB
$1.73B
$49K 0.02%
6,842
+170
+3% +$1.19K
GXO icon
142
GXO Logistics
GXO
$5.93B
$48K 0.02%
+531
New +$47.7K
RIO icon
143
Rio Tinto
RIO
$152B
$48K 0.02%
+713
New +$46.2K
JMM icon
144
Nuveen Multi-Market Income Fund
JMM
$54.7M
$46K 0.02%
6,009
-917
-13% -$6.84K
USA icon
145
Liberty All-Star Equity Fund
USA
$1.78B
$45K 0.02%
5,389
– –
GDL
146
GDL Fund
GDL
$91.7M
$44K 0.02%
4,915
+66
+1% +$592
TSM icon
147
TSMC
TSM
$1.94T
$44K 0.02%
367
+41
+13% +$4.8K
SE icon
148
Sea Limited
SE
$66.4B
$43K 0.02%
191
+4
+2% +$1.19K
WBX.WS
149
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$41K 0.01%
+8,352
New +$26.5K
ENX
150
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$40K 0.01%
3,297
-3,791
-53% -$46.6K
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.