TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+1.37%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$44.3M
Cap. Flow %
16.09%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

1
PCF
High Income Securities Fund
PCF
$7.02M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$6.52M
3
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$4.45M
4
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
$4.35M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$4.31M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.61M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.82M
4
CRF
Cornerstone Total Return Fund
CRF
$2.46M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$2.25M

Sector Composition

1 Financials 9.66%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXSQ icon
126
Oxford Square Capital
OXSQ
$172M
$84K 0.03%
+20,494
New +$84K
VFL
127
abrdn National Municipal Income Fund
VFL
$118M
$84K 0.03%
5,984
– –
BCS icon
128
Barclays
BCS
$69B
$80K 0.03%
7,710
+3,074
+66% +$31.9K
MDY icon
129
SPDR S&P MidCap 400 ETF Trust
MDY
$23.6B
$78K 0.03%
150
– –
SBI
130
Western Asset Intermediate Muni Fund
SBI
$108M
$73K 0.03%
7,562
-36,726
-83% -$355K
USO icon
131
United States Oil Fund
USO
$967M
$68K 0.02%
1,250
– –
SNY icon
132
Sanofi
SNY
$122B
$68K 0.02%
1,367
+328
+32% +$16.3K
TSLA icon
133
Tesla
TSLA
$1.08T
$64K 0.02%
183
– –
BKR icon
134
Baker Hughes
BKR
$44.4B
$63K 0.02%
2,604
+664
+34% +$16.1K
RVT icon
135
Royce Value Trust
RVT
$1.92B
$63K 0.02%
3,197
+132
+4% +$2.6K
QQQX icon
136
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.31B
$61K 0.02%
1,997
+31
+2% +$947
JCE icon
137
Nuveen Core Equity Alpha Fund
JCE
$264M
$59K 0.02%
3,193
+165
+5% +$3.05K
ASG
138
Liberty All-Star Growth Fund
ASG
$341M
$56K 0.02%
6,196
– –
TAK icon
139
Takeda Pharmaceutical
TAK
$47.8B
$55K 0.02%
4,000
– –
MSFT icon
140
Microsoft
MSFT
$3.76T
$54K 0.02%
162
+10
+7% +$3.33K
GAB icon
141
Gabelli Equity Trust
GAB
$1.88B
$49K 0.02%
6,842
+170
+3% +$1.22K
GXO icon
142
GXO Logistics
GXO
$5.85B
$48K 0.02%
+531
New +$48K
RIO icon
143
Rio Tinto
RIO
$102B
$48K 0.02%
+713
New +$48K
JMM icon
144
Nuveen Multi-Market Income Fund
JMM
$59.7M
$46K 0.02%
6,009
-917
-13% -$7.02K
USA icon
145
Liberty All-Star Equity Fund
USA
$1.93B
$45K 0.02%
5,389
– –
GDL
146
GDL Fund
GDL
$96.2M
$44K 0.02%
4,915
+66
+1% +$591
TSM icon
147
TSMC
TSM
$1.2T
$44K 0.02%
367
+41
+13% +$4.92K
SE icon
148
Sea Limited
SE
$107B
$43K 0.02%
191
+4
+2% +$901
WBX.WS
149
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$41K 0.01%
+8,352
New +$41K
ENX
150
Eaton Vance New York Municipal Bond Fund
ENX
$169M
$40K 0.01%
3,297
-3,791
-53% -$46K
4 5
6
7 8