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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE icon
126
Sea Limited
SE
$66.4B
$60K 0.03%
187
-27
-13% -$8.29K
QQQX icon
127
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$56K 0.02%
1,966
+29
+1% +$856
RYAAY icon
128
Ryanair
RYAAY
$30B
$56K 0.02%
1,283
+118
+10% +$5.11K
RVT icon
129
Royce Value Trust
RVT
$2.19B
$55K 0.02%
3,065
+56
+2% +$1.03K
ASG
130
Liberty All-Star Growth Fund
ASG
$321M
$53K 0.02%
6,196
+121
+2% +$1.05K
JMM icon
131
Nuveen Multi-Market Income Fund
JMM
$54.7M
$52K 0.02%
6,926
+45
+0.7% +$336
JCE icon
132
Nuveen Core Equity Alpha Fund
JCE
$273M
$50K 0.02%
3,028
+55
+2% +$931
SNY icon
133
Sanofi
SNY
$107B
$50K 0.02%
1,039
+156
+18% +$7.93K
TM icon
134
Toyota
TM
$228B
$49K 0.02%
277
-119
-30% -$21.2K
BCS icon
135
Barclays
BCS
$87.8B
$48K 0.02%
+4,636
New +$46.2K
BKR icon
136
Baker Hughes
BKR
$58.3B
$48K 0.02%
1,940
– –
TSLA icon
137
Tesla
TSLA
$1.18T
$47K 0.02%
183
– –
USA icon
138
Liberty All-Star Equity Fund
USA
$1.78B
$46K 0.02%
5,389
+136
+3% +$1.19K
CRSP icon
139
CRISPR Therapeutics
CRSP
$4.69B
$45K 0.02%
400
-15
-4% -$1.88K
GAB icon
140
Gabelli Equity Trust
GAB
$1.73B
$44K 0.02%
6,672
+144
+2% +$976
GDL
141
GDL Fund
GDL
$91.7M
$44K 0.02%
4,849
+63
+1% +$568
MSFT icon
142
Microsoft
MSFT
$2.9T
$43K 0.02%
152
– –
NVO
143
Novo Nordisk
NVO
$228B
$43K 0.02%
890
+770
+642% +$37.2K
SVVC
144
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$41K 0.02%
8,571
– –
CDNS icon
145
Cadence Design Systems
CDNS
$91.6B
$36K 0.02%
236
-100
-30% -$15.2K
TSM icon
146
TSMC
TSM
$1.94T
$36K 0.02%
326
+14
+4% +$1.64K
GDV icon
147
Gabelli Dividend & Income Trust
GDV
$2.59B
$35K 0.02%
1,356
+17
+1% +$451
OTIS icon
148
Otis Worldwide
OTIS
$27.9B
$35K 0.02%
427
-202
-32% -$17.8K
JPM icon
149
JPMorgan Chase
JPM
$916B
$34K 0.02%
209
-12
-5% -$1.88K
AMZN icon
150
Amazon
AMZN
$2.44T
$30K 0.01%
180
+20
+13% +$3.45K
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.