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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+18.82%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$214M
AUM Growth
+$65.4M
Cap. Flow
+$36.3M
Cap. Flow %
16.95%
Top 10 Hldgs %
43.52%
Holding
313
New
59
Increased
68
Reduced
46
Closed
15

Top Buys

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.99M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.36M
3
BPOP icon
Popular Inc
BPOP
+$2.62M
4
RCL icon
Royal Caribbean
RCL
+$2.45M
5
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.37M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.47M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.57M
3
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$2.08M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$1.69M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$1.36M

Sector Composition

Rank Sector Weight
1 Financials 4.95%
2 Industrials 4.89%
3 Consumer Discretionary 3.5%
4 Materials 1.29%
5 Utilities 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVVC
126
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$85K 0.04%
19,078
-16,088
-46% -$63K
DSU icon
127
BlackRock Debt Strategies Fund
DSU
$594M
$82K 0.04%
7,820
-134,916
-95% -$1.36M
NUW icon
128
Nuveen AMT-Free Municipal Value Fund
NUW
$249M
$82K 0.04%
5,000
– –
SPY icon
129
State Street SPDR S&P 500 ETF Trust
SPY
$786B
$82K 0.04%
220
– –
UNH icon
130
UnitedHealth
UNH
$382B
$79K 0.04%
225
– –
PEO
131
Adams Natural Resources Fund
PEO
$739M
$78K 0.04%
7,154
+97
+1% +$996
FMO
132
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$75K 0.04%
+12,995
New +$89.2K
TAK icon
133
Takeda Pharmaceutical
TAK
$54.8B
$73K 0.03%
4,000
– –
MNP
134
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$68K 0.03%
4,522
+729
+19% +$10.6K
FAM
135
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$67K 0.03%
6,387
+59
+0.9% +$592
BGX
136
Blackstone Long-Short Credit Income Fund
BGX
$136M
$64K 0.03%
4,748
-446
-9% -$5.86K
MDY icon
137
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$63K 0.03%
150
– –
PZC
138
DELISTED
PIMCO California Municipal Income Fund III
PZC
$62K 0.03%
6,088
+989
+19% +$10.2K
PYPL icon
139
PayPal
PYPL
$48.7B
$58K 0.03%
246
-108
-31% -$22.4K
KSM
140
DELISTED
DWS Strategic Municipal Income Trust
KSM
$57K 0.03%
5,000
– –
CNI icon
141
Canadian National Railway
CNI
$77.4B
$54K 0.03%
489
+315
+181% +$34K
MA icon
142
Mastercard
MA
$505B
$51K 0.02%
142
+83
+141% +$27.6K
JMM icon
143
Nuveen Multi-Market Income Fund
JMM
$54.7M
$49K 0.02%
6,800
+39
+0.6% +$276
QQQX icon
144
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$49K 0.02%
1,878
+30
+2% +$742
VOD icon
145
Vodafone
VOD
$36.5B
$48K 0.02%
2,884
+1,723
+148% +$27K
RVT icon
146
Royce Value Trust
RVT
$2.2B
$47K 0.02%
2,919
+44
+2% +$645
ASG
147
Liberty All-Star Growth Fund
ASG
$324M
$46K 0.02%
5,649
– –
UL icon
148
Unilever
UL
$138B
$45K 0.02%
+656
New +$44.5K
INO icon
149
Inovio Pharmaceuticals
INO
$53.4M
$44K 0.02%
417
– –
VLDRW
150
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$43K 0.02%
5,000
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Thomas J. Herzfeld Advisors held 313 positions worth $214M, up 44% from $149M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $36.3M of net new capital in Q4 2020, opening 59 new positions and adding to 68 existing holdings. Its largest new stake was MasTec: 89,007 shares worth $6.07M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, up from 1.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Cornerstone Strategic Value Fund, an estimated $4.47M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2020 buy was MasTec: 89,007 shares worth $6.07M.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q4 2020, an estimated $3.36M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.47M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2020, selling an estimated $60K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $214M portfolio in Q4 2020.
  • Thomas J. Herzfeld Advisors opened 59 new positions and closed 15 in Q4 2020.
  • Thomas J. Herzfeld Advisors's portfolio value rose 44% quarter-over-quarter to $214M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.