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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$258M
AUM Growth
-$10.7M
Cap. Flow
-$2.17M
Cap. Flow %
-0.84%
Top 10 Hldgs %
36.39%
Holding
339
New
28
Increased
74
Reduced
69
Closed
30

Top Buys

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$5.83M
2
UTG icon
Reaves Utility Income Fund
UTG
+$3.63M
3
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.45M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$2.15M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.59M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$8.91M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.32M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.12M
4
STEW
SRH Total Return Fund
STEW
+$2.23M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$991K

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Consumer Discretionary 4.49%
3 Industrials 4.46%
4 Consumer Staples 2.21%
5 Materials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBH
126
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$183K 0.07%
19,849
– –
TGP
127
DELISTED
Teekay LNG Partners L.P.
TGP
$172K 0.07%
9,589
– –
LCM
128
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$167K 0.06%
21,133
– –
NTC
129
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$152K 0.06%
13,200
– –
HFRO
130
Highland Opportunities and Income Fund
HFRO
$409M
$148K 0.06%
+9,259
New +$146K
PFF icon
131
iShares Preferred and Income Securities ETF
PFF
$13.2B
$148K 0.06%
+3,933
New +$148K
IPFF
132
DELISTED
iShares International Preferred Stock ETF
IPFF
$148K 0.06%
+8,200
New +$153K
EIA
133
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$148K 0.06%
13,880
– –
KTF
134
DWS Municipal Income Trust
KTF
$346M
$146K 0.06%
13,000
-17,510
-57% -$200K
MGU
135
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$143K 0.06%
6,435
-177
-3% -$4.2K
FEN
136
DELISTED
First Trust Energy Income and Growth Fund
FEN
$136K 0.05%
6,257
– –
AFB
137
AllianceBernstein National Municipal Income Fund
AFB
$315M
$131K 0.05%
10,507
+2,139
+26% +$27.5K
NDP
138
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$127K 0.05%
1,415
+246
+21% +$24.8K
VTOL icon
139
Bristow Group
VTOL
$1.34B
$126K 0.05%
6,737
-2,271
-25% -$45.7K
TSI
140
TCW Strategic Income Fund
TSI
$213M
$123K 0.05%
22,000
– –
NRK icon
141
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$122K 0.05%
10,000
– –
AMGN icon
142
Amgen
AMGN
$213B
$119K 0.05%
700
– –
RVT icon
143
Royce Value Trust
RVT
$2.2B
$113K 0.04%
7,237
-59,001
-89% -$953K
IIF
144
Morgan Stanley India Investment Fund
IIF
$214M
$112K 0.04%
3,674
– –
GDV icon
145
Gabelli Dividend & Income Trust
GDV
$2.61B
$110K 0.04%
4,959
+15
+0.3% +$349
MRK icon
146
Merck
MRK
$323B
$109K 0.04%
2,096
-460
-18% -$24.8K
NXP icon
147
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$109K 0.04%
7,740
– –
BMY icon
148
Bristol-Myers Squibb
BMY
$130B
$108K 0.04%
1,700
– –
EIP
149
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$107K 0.04%
9,121
-2,294
-20% -$28K
CEF icon
150
Sprott Physical Gold and Silver Trust
CEF
$7.32B
$106K 0.04%
8,000
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Thomas J. Herzfeld Advisors held 339 positions worth $258M, down 4% from $269M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2018 filing shows 28 new, 74 increased, 69 reduced and 30 closed positions. Its largest new stake was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K. The largest sale was BlackRock Science and Technology Trust, an estimated $8.91M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2018 buy was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K.
  • Thomas J. Herzfeld Advisors added most to Eagle Point Credit Company in Q1 2018, an estimated $5.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.32M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Science and Technology Trust in Q1 2018, selling an estimated $8.91M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 36% of its $258M portfolio in Q1 2018.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 30 in Q1 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 4% quarter-over-quarter to $258M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2018, filed 15 May 2018.