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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGP
126
DELISTED
Teekay LNG Partners L.P.
TGP
$168K 0.07%
9,589
– –
JPC icon
127
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$167K 0.07%
+17,030
New +$168K
NUV icon
128
Nuveen Municipal Value Fund
NUV
$1.91B
$166K 0.07%
17,000
+4,000
+31% +$38.8K
GS icon
129
Goldman Sachs
GS
$313B
$160K 0.07%
695
+2
+0.3% +$483
UNH icon
130
UnitedHealth
UNH
$382B
$153K 0.07%
935
+241
+35% +$39.5K
HD icon
131
Home Depot
HD
$332B
$144K 0.06%
980
+5
+0.5% +$709
MCD icon
132
McDonald's
MCD
$188B
$140K 0.06%
1,082
+5
+0.5% +$627
SRV
133
NXG Cushing Midstream Energy Fund
SRV
$232M
$138K 0.06%
2,475
– –
CKH
134
DELISTED
Seacor Holdings Inc.
CKH
$138K 0.06%
2,068
– –
NAD icon
135
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$137K 0.06%
10,000
-85
-0.8% -$1.17K
BCX icon
136
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$136K 0.06%
15,756
– –
GILD icon
137
Gilead Sciences
GILD
$161B
$136K 0.06%
2,000
– –
EQS icon
138
Equus Total Return
EQS
$14.9M
$134K 0.06%
53,796
-8,113
-13% -$17.6K
MUI
139
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$133K 0.06%
9,580
+7,000
+271% +$97.1K
JNJ icon
140
Johnson & Johnson
JNJ
$635B
$127K 0.06%
1,016
+4
+0.4% +$478
BA icon
141
Boeing
BA
$165B
$125K 0.05%
707
+5
+0.7% +$852
RGT
142
Royce Global Value Trust
RGT
$95.8M
$125K 0.05%
14,254
-1,059
-7% -$9K
GGT
143
Gabelli Multimedia Trust
GGT
$170M
$124K 0.05%
15,654
– –
IBM icon
144
IBM
IBM
$202B
$123K 0.05%
742
+6
+0.8% +$1.01K
IF
145
DELISTED
Aberdeen Indonesia Fund
IF
$123K 0.05%
17,020
+3,000
+21% +$19.8K
RTX icon
146
RTX Corp
RTX
$287B
$122K 0.05%
1,722
+7
+0.4% +$491
CTR
147
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$122K 0.05%
1,785
+220
+14% +$14.7K
DIS icon
148
Walt Disney
DIS
$165B
$120K 0.05%
1,062
+5
+0.5% +$551
TSI
149
TCW Strategic Income Fund
TSI
$212M
$119K 0.05%
22,000
– –
IIF
150
Morgan Stanley India Investment Fund
IIF
$210M
$116K 0.05%
3,674
-1,293
-26% -$37.3K
4 5
6
7 8

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.