TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+7.01%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$2.07M
Cap. Flow %
-0.91%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

1
HERZ
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$1.77M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$1.58M
3
CET
Central Securities Corp
CET
$1.3M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$1.09M
5
DSL
DoubleLine Income Solutions Fund
DSL
$803K

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
$1.8M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$991K
4
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$982K
5
TY icon
TRI-Continental Corp
TY
$884K

Sector Composition

1 Consumer Discretionary 5.91%
2 Industrials 5.35%
3 Financials 4.8%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TGP
126
DELISTED
Teekay LNG Partners L.P.
TGP
$168K 0.07% 9,589 – –
JPC icon
127
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
$167K 0.07% +17,030 New +$167K
NUV icon
128
Nuveen Municipal Value Fund
NUV
$1.8B
$166K 0.07% 17,000 +4,000 +31% +$39.1K
GS icon
129
Goldman Sachs
GS
$226B
$160K 0.07% 695 +2 +0.3% +$460
UNH icon
130
UnitedHealth
UNH
$281B
$153K 0.07% 935 +241 +35% +$39.4K
HD icon
131
Home Depot
HD
$405B
$144K 0.06% 980 +5 +0.5% +$735
MCD icon
132
McDonald's
MCD
$224B
$140K 0.06% 1,082 +5 +0.5% +$647
SRV
133
NXG Cushing Midstream Energy Fund
SRV
$188M
$138K 0.06% 9,899 – –
CKH
134
DELISTED
Seacor Holdings Inc.
CKH
$138K 0.06% 2,000 – –
NAD icon
135
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$137K 0.06% 10,000 -85 -0.8% -$1.17K
BCX icon
136
BlackRock Resources & Commodities Strategy Trust
BCX
$791M
$136K 0.06% 15,756 – –
GILD icon
137
Gilead Sciences
GILD
$140B
$136K 0.06% 2,000 – –
EQS icon
138
Equus Total Return
EQS
$28.1M
$134K 0.06% 53,796 -8,113 -13% -$20.2K
MUI
139
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$133K 0.06% 9,580 +7,000 +271% +$97.2K
JNJ icon
140
Johnson & Johnson
JNJ
$427B
$127K 0.06% 1,016 +4 +0.4% +$500
BA icon
141
Boeing
BA
$177B
$125K 0.05% 707 +5 +0.7% +$884
RGT
142
Royce Global Value Trust
RGT
$83M
$125K 0.05% 14,254 -1,059 -7% -$9.29K
GGT
143
Gabelli Multimedia Trust
GGT
$142M
$124K 0.05% 15,423 – –
IBM icon
144
IBM
IBM
$227B
$123K 0.05% 709 +5 +0.7% +$867
IF
145
DELISTED
Aberdeen Indonesia Fund
IF
$123K 0.05% 17,020 +3,000 +21% +$21.7K
RTX icon
146
RTX Corp
RTX
$212B
$122K 0.05% 1,084 +5 +0.5% +$563
CTR
147
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$122K 0.05% 8,926 +1,100 +14% +$15K
DIS icon
148
Walt Disney
DIS
$213B
$120K 0.05% 1,062 +5 +0.5% +$565
TSI
149
TCW Strategic Income Fund
TSI
$237M
$119K 0.05% 22,000 – –
IIF
150
Morgan Stanley India Investment Fund
IIF
$250M
$116K 0.05% 3,674 -1,293 -26% -$40.8K
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