TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+1.75%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$280M
AUM Growth
+$280M
Cap. Flow
-$23M
Cap. Flow %
-8.19%
Top 10 Hldgs %
54.92%
Holding
144
New
16
Increased
49
Reduced
29
Closed
36

Top Buys

1
SJB icon
ProShares Short High Yield
SJB
$8.94M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$8M
3
SDS icon
ProShares UltraShort S&P500
SDS
$6.08M
4
STEW
SRH Total Return Fund
STEW
$5.75M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
$5.28M

Top Sells

1
SSSS icon
SuRo Capital
SSSS
$11.9M
2
PSEC icon
Prospect Capital
PSEC
$9.49M
3
XFLT
XAI Octagon Floating Rate and Alternative Income Trust
XFLT
$7.43M
4
MTZ icon
MasTec
MTZ
$3.49M
5
NEE icon
NextEra Energy, Inc.
NEE
$3.31M

Sector Composition

1 Financials 17.93%
2 Consumer Discretionary 0.22%
3 Communication Services 0.07%
4 Materials 0.03%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASG
101
Liberty All-Star Growth Fund
ASG
$341M
$5.77K ﹤0.01%
1,054
+20
+2% +$109
JCE icon
102
Nuveen Core Equity Alpha Fund
JCE
$264M
$5.74K ﹤0.01%
370
+8
+2% +$124
TY icon
103
TRI-Continental Corp
TY
$1.74B
$5.68K ﹤0.01%
179
+5
+3% +$159
RVT icon
104
Royce Value Trust
RVT
$1.92B
$5.65K ﹤0.01%
375
+7
+2% +$105
QQQX icon
105
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.32B
$5.61K ﹤0.01%
212
-110,950
-100% -$2.94M
USA icon
106
Liberty All-Star Equity Fund
USA
$1.93B
$5.46K ﹤0.01%
801
+17
+2% +$116
ZTR
107
Virtus Total Return Fund
ZTR
$347M
$4.21K ﹤0.01%
676
+16
+2% +$100
NXDT
108
NexPoint Diversified Real Estate Trust
NXDT
$177M
$1.09K ﹤0.01%
261
-96
-27% -$402
BTX
109
BlackRock Technology and Private Equity Term Trust
BTX
$818M
– –
-901
Closed -$5.64K
XFLT
110
XAI Octagon Floating Rate and Alternative Income Trust
XFLT
$428M
– –
-1,258,025
Closed -$7.43M
VMC icon
111
Vulcan Materials
VMC
$38.1B
– –
-5,019
Closed -$1.17M
VGM icon
112
Invesco Trust Investment Grade Municipals
VGM
$517M
– –
-47,965
Closed -$478K
SKRE icon
113
Tuttle Capital Daily 2X Inverse Regional Banks ETF
SKRE
$3.38M
– –
-70,133
Closed -$1.01M
SCC icon
114
ProShares UltraShort Consumer Discretionary
SCC
$2.35M
– –
-86,805
Closed -$1.02M
RCL icon
115
Royal Caribbean
RCL
$96.4B
– –
-9,666
Closed -$1.99M
PSQ icon
116
ProShares Short QQQ
PSQ
$513M
– –
-24,606
Closed -$1,000K
PSEC icon
117
Prospect Capital
PSEC
$1.34B
– –
-2,315,582
Closed -$9.49M
PHT
118
Pioneer High Income Fund
PHT
$244M
– –
-178,792
Closed -$1.38M
PFIX icon
119
Simplify Interest Rate Hedge ETF
PFIX
$163M
– –
-51,764
Closed -$2.51M
PDO
120
PIMCO Dynamic Income Opportunities Fund
PDO
$1.78B
– –
-89,425
Closed -$1.24M
OSW icon
121
OneSpaWorld
OSW
$2.3B
– –
-35,000
Closed -$588K
OFG icon
122
OFG Bancorp
OFG
$1.98B
– –
-43,454
Closed -$1.74M
NMCO icon
123
Nuveen Municipal Credit Opportunities Fund
NMCO
$567M
– –
-77,573
Closed -$830K
NEE icon
124
NextEra Energy, Inc.
NEE
$148B
– –
-46,697
Closed -$3.31M
NAD icon
125
Nuveen Quality Municipal Income Fund
NAD
$2.64B
– –
-127,072
Closed -$1.46M
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