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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
101
United States Oil Fund
USO
$2.12B
$75K 0.03%
1,125
-125
-10% -$9.06K
NPWR.WS icon
102
NET Power Inc Warrants
NPWR.WS
$14.6M
$65.4K 0.02%
29,742
– –
WIW
103
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$64.8K 0.02%
7,470
+1,563
+26% +$13.2K
STK
104
Columbia Seligman Premium Technology Growth Fund
STK
$850M
$56.6K 0.02%
1,790
+700
+64% +$20.2K
NFLX icon
105
Netflix
NFLX
$305B
$48.7K 0.02%
1,000
-200
-17% -$8.73K
META icon
106
Meta Platforms (Facebook)
META
$1.37T
$35.4K 0.01%
100
-52
-34% -$16.9K
OPFI icon
107
OppFi
OPFI
$804M
$30.2K 0.01%
5,898
– –
GAM
108
General American Investors Company
GAM
$1.55B
$29.5K 0.01%
687
-78,255
-99% -$3.25M
ECAT icon
109
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.5B
$26.4K 0.01%
1,636
-128,540
-99% -$1.96M
BCAT icon
110
BlackRock Capital Allocation Term Trust
BCAT
$1.64B
$25.4K 0.01%
1,700
-130,019
-99% -$1.89M
GDV icon
111
Gabelli Dividend & Income Trust
GDV
$2.6B
$23.6K 0.01%
1,092
-116,927
-99% -$2.32M
GRX
112
Gabelli Healthcare & Wellness Trust
GRX
$145M
$21.7K 0.01%
2,330
-53,458
-96% -$459K
TWN
113
Taiwan Fund
TWN
$462M
$21K 0.01%
607
-1,940
-76% -$61.4K
NMAI icon
114
Nuveen Multi-Asset Income Fund
NMAI
$461M
$19.5K 0.01%
1,587
– –
JRI icon
115
Nuveen Real Asset Income & Growth Fund
JRI
$353M
$18.6K 0.01%
1,585
– –
BGY icon
116
BlackRock Enhanced International Dividend Trust
BGY
$521M
$17.5K 0.01%
3,324
-320
-9% -$1.61K
NEA icon
117
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$13.2K ﹤0.01%
+1,200
New +$12.2K
GF
118
New Germany Fund
GF
$184M
$12.7K ﹤0.01%
1,453
-450
-24% -$3.68K
AGD
119
abrdn Global Dynamic Dividend Fund
AGD
$316M
$12.6K ﹤0.01%
1,346
-70
-5% -$622
MXE
120
Mexico Equity and Income Fund
MXE
$57.6M
$12.5K ﹤0.01%
1,112
-370
-25% -$3.63K
BMEZ icon
121
BlackRock Health Sciences Trust II
BMEZ
$975M
$12.5K ﹤0.01%
850
-102,650
-99% -$1.43M
MXF
122
Mexico Fund
MXF
$313M
$12.3K ﹤0.01%
645
-100
-13% -$1.68K
HQL
123
abrdn Life Sciences Investors
HQL
$591M
$11.9K ﹤0.01%
882
-116,022
-99% -$1.43M
SVXY icon
124
ProShares Short VIX Short-Term Futures ETF
SVXY
$224M
$11.4K ﹤0.01%
220
– –
GHY
125
PGIM Global High Yield Fund
GHY
$476M
$10.1K ﹤0.01%
892
-100
-10% -$1.09K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.