TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-0.62%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$16.1M
Cap. Flow %
6.2%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
$6.17M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$5.99M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
$4.94M
4
QID icon
ProShares UltraShort QQQ
QID
$3.34M
5
FSCO
FS Credit Opportunities Corp
FSCO
$3.03M

Top Sells

1
OXLC
Oxford Lane Capital
OXLC
$6.25M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$5.12M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$3.38M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
$2.43M

Sector Composition

1 Financials 17.69%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVS icon
101
Novartis
NVS
$248B
$116K 0.04%
1,200
– –
TEAF
102
Ecofin Sustainable & Social Impact Term Fund
TEAF
$162M
$114K 0.04%
9,510
+1,430
+18% +$17.1K
ENX
103
Eaton Vance New York Municipal Bond Fund
ENX
$169M
$113K 0.04%
13,616
+1,973
+17% +$16.4K
ABBV icon
104
AbbVie
ABBV
$374B
$108K 0.04%
722
– –
SABA
105
Saba Capital Income & Opportunities Fund II
SABA
$259M
$102K 0.04%
+13,265
New +$102K
USO icon
106
United States Oil Fund
USO
$967M
$101K 0.04%
1,250
– –
BMY icon
107
Bristol-Myers Squibb
BMY
$96.7B
$98.7K 0.04%
1,700
– –
QQQ icon
108
Invesco QQQ Trust
QQQ
$364B
$96.7K 0.04%
270
– –
SONY icon
109
Sony
SONY
$162B
$96K 0.04%
5,825
+380
+7% +$6.26K
NVO icon
110
Novo Nordisk
NVO
$252B
$85.8K 0.03%
944
+126
+15% +$11.5K
GDX icon
111
VanEck Gold Miners ETF
GDX
$19.6B
$85.5K 0.03%
3,179
-1
-0% -$27
TMO icon
112
Thermo Fisher Scientific
TMO
$183B
$83K 0.03%
164
– –
TWN
113
Taiwan Fund
TWN
$326M
$76.4K 0.03%
2,547
+160
+7% +$4.8K
ASML icon
114
ASML
ASML
$290B
$70.1K 0.03%
119
– –
MDY icon
115
SPDR S&P MidCap 400 ETF Trust
MDY
$23.6B
$68.5K 0.03%
150
– –
ASA
116
ASA Gold and Precious Metals
ASA
$733M
$67.2K 0.03%
5,044
-1
-0% -$13
SU icon
117
Suncor Energy
SU
$49.3B
$65.6K 0.03%
1,909
+116
+6% +$3.99K
TAK icon
118
Takeda Pharmaceutical
TAK
$47.8B
$61.9K 0.02%
4,000
– –
QQQX icon
119
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.31B
$51.5K 0.02%
2,294
+39
+2% +$876
JCE icon
120
Nuveen Core Equity Alpha Fund
JCE
$264M
$49.8K 0.02%
4,005
+98
+3% +$1.22K
CNI icon
121
Canadian National Railway
CNI
$60.3B
$49.5K 0.02%
457
+19
+4% +$2.06K
UBS icon
122
UBS Group
UBS
$126B
$49.3K 0.02%
2,000
– –
WIW
123
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$48.6K 0.02%
5,907
+79
+1% +$650
SNN icon
124
Smith & Nephew
SNN
$16.2B
$48.4K 0.02%
1,953
+115
+6% +$2.85K
RVT icon
125
Royce Value Trust
RVT
$1.92B
$47.7K 0.02%
3,707
+71
+2% +$914
3 4
5
6 7