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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
101
VanEck Gold Miners ETF
GDX
$22.2B
$95.7K 0.04%
3,180
– –
ASML icon
102
ASML
ASML
$596B
$86.2K 0.03%
119
+23
+24% +$15.6K
TMO icon
103
Thermo Fisher Scientific
TMO
$215B
$85.6K 0.03%
164
+25
+18% +$13.5K
USO icon
104
United States Oil Fund
USO
$2.15B
$79.4K 0.03%
1,250
– –
ASA
105
ASA Gold and Precious Metals
ASA
$912M
$75K 0.03%
+5,045
New +$81.4K
TWN
106
Taiwan Fund
TWN
$448M
$74.8K 0.03%
2,387
+1,740
+269% +$48.7K
MDY icon
107
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$71.8K 0.03%
150
– –
EQIX icon
108
Equinix
EQIX
$99.3B
$66.4K 0.03%
85
+29
+52% +$21.2K
NVO
109
Novo Nordisk
NVO
$228B
$66.2K 0.03%
818
+40
+5% +$3.27K
TAK icon
110
Takeda Pharmaceutical
TAK
$56.5B
$62.8K 0.03%
4,000
– –
SNN icon
111
Smith & Nephew
SNN
$13.6B
$59.3K 0.02%
1,838
+1,018
+124% +$31.5K
DPG
112
Duff & Phelps Utility and Infrastructure Fund
DPG
$530M
$57.3K 0.02%
+5,890
New +$71.9K
QQQX icon
113
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.42B
$56.2K 0.02%
2,255
+41
+2% +$995
CNI icon
114
Canadian National Railway
CNI
$78.3B
$53K 0.02%
438
-127
-22% -$15.1K
NFLX icon
115
Netflix
NFLX
$301B
$53K 0.02%
1,200
-20
-2% -$737
SU icon
116
Suncor Energy
SU
$77.3B
$52.6K 0.02%
1,793
– –
WIW
117
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$51.6K 0.02%
5,828
+74
+1% +$672
RVT icon
118
Royce Value Trust
RVT
$2.19B
$50.2K 0.02%
3,636
+66
+2% +$866
JCE icon
119
Nuveen Core Equity Alpha Fund
JCE
$275M
$49.9K 0.02%
3,907
+98
+3% +$1.2K
BKR icon
120
Baker Hughes
BKR
$59.3B
$47.6K 0.02%
1,506
– –
GAB icon
121
Gabelli Equity Trust
GAB
$1.75B
$46K 0.02%
7,923
+201
+3% +$1.13K
NSLR
122
Neostellar Capital Corp
NSLR
$264M
$45.8K 0.02%
14,329
+11,537
+413% +$39.9K
PYPL icon
123
PayPal
PYPL
$50.3B
$45.2K 0.02%
677
+125
+23% +$8.52K
META icon
124
Meta Platforms (Facebook)
META
$1.5T
$43.8K 0.02%
153
-23
-13% -$5.67K
MSFT icon
125
Microsoft
MSFT
$2.94T
$43.2K 0.02%
127
-16
-11% -$5.01K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.