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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQX icon
101
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$53K 0.02%
2,214
+54
+3% +$1.24K
WIW
102
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$52.6K 0.02%
5,754
+70
+1% +$651
RVT icon
103
Royce Value Trust
RVT
$2.2B
$48.4K 0.02%
3,570
+73
+2% +$1.02K
JCE icon
104
Nuveen Core Equity Alpha Fund
JCE
$279M
$46.9K 0.02%
3,809
+113
+3% +$1.43K
GAB icon
105
Gabelli Equity Trust
GAB
$1.75B
$44.3K 0.02%
7,722
+197
+3% +$1.13K
RONI.WS
106
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$43.6K 0.02%
29,742
– –
BKR icon
107
Baker Hughes
BKR
$60.2B
$43.5K 0.02%
1,506
+148
+11% +$4.48K
NFLX icon
108
Netflix
NFLX
$297B
$42.1K 0.02%
1,220
– –
PYPL icon
109
PayPal
PYPL
$48.7B
$41.9K 0.02%
+552
New +$42.5K
GDL
110
GDL Fund
GDL
$91.8M
$41.5K 0.02%
5,291
+80
+2% +$637
MSFT icon
111
Microsoft
MSFT
$3.38T
$41.2K 0.02%
143
-9
-6% -$2.3K
EQIX icon
112
Equinix
EQIX
$102B
$40.4K 0.02%
56
+7
+14% +$4.93K
USA icon
113
Liberty All-Star Equity Fund
USA
$1.79B
$39K 0.02%
6,290
+301
+5% +$1.85K
ASG
114
Liberty All-Star Growth Fund
ASG
$324M
$38.6K 0.02%
7,318
+287
+4% +$1.5K
META icon
115
Meta Platforms (Facebook)
META
$1.4T
$37.3K 0.02%
176
– –
TY icon
116
TRI-Continental Corp
TY
$1.85B
$35.2K 0.01%
1,325
+14
+1% +$375
TSM icon
117
TSMC
TSM
$2.11T
$35.2K 0.01%
378
+11
+3% +$987
ADX icon
118
Adams Diversified Equity Fund
ADX
$3.09B
$34.8K 0.01%
2,239
+4
+0.2% +$61
AVGO icon
119
Broadcom
AVGO
$1.84T
$29.5K 0.01%
460
– –
CRSP icon
120
CRISPR Therapeutics
CRSP
$4.72B
$28.3K 0.01%
625
– –
SNN icon
121
Smith & Nephew
SNN
$13.2B
$22.9K 0.01%
+820
New +$23.3K
MDT icon
122
Medtronic
MDT
$108B
$22.4K 0.01%
278
-17
-6% -$1.39K
BGY icon
123
BlackRock Enhanced International Dividend Trust
BGY
$525M
$19.7K 0.01%
3,644
+1,860
+104% +$9.96K
MHF
124
Western Asset Municipal High Income Fund
MHF
$152M
$19.2K 0.01%
2,883
+1,290
+81% +$8.45K
MXF
125
Mexico Fund
MXF
$313M
$18.8K 0.01%
1,105
+200
+22% +$3.29K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.