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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$234M
AUM Growth
-$7M
Cap. Flow
+$5.84M
Cap. Flow %
2.49%
Top 10 Hldgs %
57.02%
Holding
347
New
25
Increased
51
Reduced
52
Closed
39

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14.5M
3
SJB icon
ProShares Short High Yield
SJB
+$8.53M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$1.81M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
+$1.5M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.6M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.57M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.21M
4
PCF
High Income Securities Fund
PCF
+$3.18M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAK icon
101
Takeda Pharmaceutical
TAK
$56.7B
$52K 0.02%
4,000
– –
QQQX icon
102
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$43K 0.02%
2,109
+46
+2% +$1.07K
RVT icon
103
Royce Value Trust
RVT
$2.19B
$43K 0.02%
3,423
+75
+2% +$1.11K
CRSP icon
104
CRISPR Therapeutics
CRSP
$4.69B
$41K 0.02%
625
– –
GDL
105
GDL Fund
GDL
$91.7M
$41K 0.02%
+5,133
New +$41.9K
EQIX icon
106
Equinix
EQIX
$99.4B
$40K 0.02%
70
-16
-19% -$10.5K
GAB icon
107
Gabelli Equity Trust
GAB
$1.73B
$40K 0.02%
7,333
+182
+3% +$1.12K
SU icon
108
Suncor Energy
SU
$77.7B
$40K 0.02%
+1,426
New +$45K
JCE icon
109
Nuveen Core Equity Alpha Fund
JCE
$273M
$39K 0.02%
3,418
+98
+3% +$1.41K
TSLA icon
110
Tesla
TSLA
$1.18T
$38K 0.02%
142
-17
-11% -$4.75K
MSFT icon
111
Microsoft
MSFT
$2.9T
$36K 0.02%
156
-8
-5% -$2.11K
ASG
112
Liberty All-Star Growth Fund
ASG
$321M
$35K 0.01%
7,031
+128
+2% +$759
CNI icon
113
Canadian National Railway
CNI
$78.5B
$33K 0.01%
307
-121
-28% -$14.4K
USA icon
114
Liberty All-Star Equity Fund
USA
$1.78B
$33K 0.01%
5,989
+144
+2% +$930
BKR icon
115
Baker Hughes
BKR
$58.3B
$32K 0.01%
1,523
-397
-21% -$9.94K
TY icon
116
TRI-Continental Corp
TY
$1.84B
$32K 0.01%
1,268
+13
+1% +$359
ADX icon
117
Adams Diversified Equity Fund
ADX
$3.01B
$31K 0.01%
2,106
-148,320
-99% -$2.39M
NFLX icon
118
Netflix
NFLX
$307B
$29K 0.01%
1,220
– –
GDV icon
119
Gabelli Dividend & Income Trust
GDV
$2.59B
$27K 0.01%
1,438
+22
+2% +$468
TSM icon
120
TSMC
TSM
$1.94T
$25K 0.01%
367
– –
MDT icon
121
Medtronic
MDT
$112B
$24K 0.01%
297
– –
AVGO icon
122
Broadcom
AVGO
$1.76T
$20K 0.01%
460
-70
-13% -$3.58K
MUB icon
123
iShares National Muni Bond ETF
MUB
$45.2B
$19K 0.01%
+182
New +$19.3K
GOOG icon
124
Alphabet (Google) Class C
GOOG
$4.11T
$18K 0.01%
185
+5
+3% +$558
PUK icon
125
Prudential
PUK
$36.4B
$18K 0.01%
+907
New +$20.8K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Thomas J. Herzfeld Advisors held 347 positions worth $234M, down 2.9% from $241M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2022 filing shows 25 new, 51 increased, 52 reduced and 39 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M. The largest sale was Cornerstone Strategic Value Fund, an estimated $7.6M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 7.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q3 2022, an estimated $23.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2022 reduction was Cornerstone Strategic Value Fund, cutting an estimated $7.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short 20+ Year Treasury ETF in Q3 2022, selling an estimated $3.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 57% of its $234M portfolio in Q3 2022.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 39 in Q3 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.9% quarter-over-quarter to $234M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.