TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
-0.86%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$10.7M
Cap. Flow %
-4.71%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$1.16M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
$1.09M

Top Sells

1
EVV
Eaton Vance Limited Duration Income Fund
EVV
$4.16M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$3.22M
3
ISD
PGIM High Yield Bond Fund
ISD
$2.94M
4
AVK
Advent Convertible and Income Fund
AVK
$2.66M
5
GHY
PGIM Global High Yield Fund
GHY
$2.43M

Sector Composition

1 Financials 8.15%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMM
101
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$109K 0.05%
7,663
-6,555
-46% -$93.2K
SONY icon
102
Sony
SONY
$167B
$105K 0.05%
4,755
+1,045
+28% +$23.1K
NVS icon
103
Novartis
NVS
$249B
$102K 0.05%
1,244
– –
BMY icon
104
Bristol-Myers Squibb
BMY
$95.3B
$101K 0.04%
1,700
– –
AVK
105
Advent Convertible and Income Fund
AVK
$551M
$100K 0.04%
5,737
-152,689
-96% -$2.66M
VTN icon
106
Invesco Trust for Investment Grade New York Municipals
VTN
$148M
$98K 0.04%
7,286
-500
-6% -$6.73K
QQQ icon
107
Invesco QQQ Trust
QQQ
$366B
$97K 0.04%
270
– –
ASA
108
ASA Gold and Precious Metals
ASA
$727M
$95K 0.04%
5,033
– –
PCF
109
High Income Securities Fund
PCF
$121M
$95K 0.04%
+10,878
New +$95K
SPY icon
110
SPDR S&P 500 ETF Trust
SPY
$660B
$94K 0.04%
220
– –
GDX icon
111
VanEck Gold Miners ETF
GDX
$19.3B
$91K 0.04%
3,075
– –
UNH icon
112
UnitedHealth
UNH
$280B
$88K 0.04%
225
– –
ENX
113
Eaton Vance New York Municipal Bond Fund
ENX
$169M
$87K 0.04%
7,088
-14,254
-67% -$175K
MA icon
114
Mastercard
MA
$537B
$87K 0.04%
251
– –
NXJ icon
115
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$476M
$85K 0.04%
5,482
-974
-15% -$15.1K
VFL
116
abrdn National Municipal Income Fund
VFL
$118M
$84K 0.04%
5,984
-516
-8% -$7.24K
CNI icon
117
Canadian National Railway
CNI
$60.3B
$77K 0.03%
670
+105
+19% +$12.1K
ABBV icon
118
AbbVie
ABBV
$375B
$75K 0.03%
699
– –
BGX
119
Blackstone Long-Short Credit Income Fund
BGX
$159M
$74K 0.03%
4,893
+46
+0.9% +$696
MDY icon
120
SPDR S&P MidCap 400 ETF Trust
MDY
$23.8B
$72K 0.03%
150
– –
PNI
121
PIMCO New York Municipal Income Fund II
PNI
$74.2M
$71K 0.03%
6,113
-27,620
-82% -$321K
PYPL icon
122
PayPal
PYPL
$65.2B
$67K 0.03%
258
+15
+6% +$3.9K
TAK icon
123
Takeda Pharmaceutical
TAK
$48.2B
$66K 0.03%
4,000
– –
USO icon
124
United States Oil Fund
USO
$961M
$66K 0.03%
1,250
– –
PUK icon
125
Prudential
PUK
$33.7B
$60K 0.03%
1,537
+193
+14% +$7.53K
3 4
5
6 7