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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMM
101
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$109K 0.05%
7,663
-6,555
-46% -$93.3K
SONY icon
102
Sony
SONY
$137B
$105K 0.05%
4,755
+1,045
+28% +$21.9K
NVS icon
103
Novartis
NVS
$302B
$102K 0.05%
1,244
– –
BMY icon
104
Bristol-Myers Squibb
BMY
$129B
$101K 0.04%
1,700
– –
AVK
105
Advent Convertible and Income Fund
AVK
$528M
$100K 0.04%
5,737
-152,689
-96% -$2.84M
VTN icon
106
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$98K 0.04%
7,286
-500
-6% -$6.91K
QQQ icon
107
Invesco QQQ Trust
QQQ
$436B
$97K 0.04%
270
– –
ASA
108
ASA Gold and Precious Metals
ASA
$924M
$95K 0.04%
5,033
– –
PCF
109
High Income Securities Fund
PCF
$98.8M
$95K 0.04%
+10,878
New +$106K
SPY icon
110
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$94K 0.04%
220
– –
GDX icon
111
VanEck Gold Miners ETF
GDX
$22.5B
$91K 0.04%
3,075
– –
UNH icon
112
UnitedHealth
UNH
$382B
$88K 0.04%
225
– –
ENX
113
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$87K 0.04%
7,088
-14,254
-67% -$180K
MA icon
114
Mastercard
MA
$498B
$87K 0.04%
251
– –
NXJ
115
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$85K 0.04%
5,482
-974
-15% -$15.2K
VFL
116
DELISTED
abrdn National Municipal Income Fund
VFL
$84K 0.04%
5,984
-516
-8% -$7.38K
CNI icon
117
Canadian National Railway
CNI
$78.5B
$77K 0.03%
670
+105
+19% +$11.6K
ABBV icon
118
AbbVie
ABBV
$465B
$75K 0.03%
699
– –
BGX
119
Blackstone Long-Short Credit Income Fund
BGX
$135M
$74K 0.03%
4,893
+46
+0.9% +$683
MDY icon
120
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$72K 0.03%
150
– –
PNI
121
PIMCO New York Municipal Income Fund II
PNI
$76.8M
$71K 0.03%
6,113
-27,620
-82% -$327K
PYPL icon
122
PayPal
PYPL
$49.9B
$67K 0.03%
258
+15
+6% +$4.26K
TAK icon
123
Takeda Pharmaceutical
TAK
$56.7B
$66K 0.03%
4,000
– –
USO icon
124
United States Oil Fund
USO
$2.15B
$66K 0.03%
1,250
– –
PUK icon
125
Prudential
PUK
$36.4B
$60K 0.03%
1,537
+193
+14% +$7.47K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.