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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$269M
AUM Growth
+$41.9M
Cap. Flow
+$37.3M
Cap. Flow %
13.87%
Top 10 Hldgs %
40.16%
Holding
342
New
54
Increased
77
Reduced
95
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$8.83M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.29M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$5.19M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.15M
5
FMO
Fiduciary/Claymore Energy Infrastructure Fund
FMO
+$3M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$5.72M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.26M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$2.02M
4
TY icon
TRI-Continental Corp
TY
+$1.42M
5
RVT icon
Royce Value Trust
RVT
+$1.37M

Sector Composition

Rank Sector Weight
1 Financials 6.52%
2 Consumer Discretionary 4.44%
3 Industrials 4.41%
4 Consumer Staples 2.21%
5 Materials 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
101
Western Asset Global High Income Fund
EHI
$175M
$297K 0.11%
+29,015
New +$294K
MUI
102
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$296K 0.11%
21,248
+13,658
+180% +$192K
JRI icon
103
Nuveen Real Asset Income & Growth Fund
JRI
$358M
$294K 0.11%
16,492
-54,920
-77% -$974K
NSC icon
104
Norfolk Southern
NSC
$78.8B
$279K 0.1%
1,928
– –
NXR
105
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$278K 0.1%
18,269
+7,887
+76% +$118K
BZM
106
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$275K 0.1%
+20,172
New +$278K
WU icon
107
Western Union
WU
$2.57B
$266K 0.1%
14,000
– –
ABE
108
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$261K 0.1%
17,980
– –
VMO icon
109
Invesco Municipal Opportunity Trust
VMO
$647M
$247K 0.09%
+19,900
New +$250K
PPT
110
Franklin Premier Income Trust
PPT
$323M
$244K 0.09%
+45,769
New +$241K
VTA
111
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$232K 0.09%
+19,830
New +$232K
BTT icon
112
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$229K 0.09%
10,231
– –
PHT
113
DELISTED
Pioneer High Income Fund
PHT
$227K 0.08%
23,387
+18,287
+359% +$180K
RDS.B
114
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$216K 0.08%
86
– –
NXG
115
NXG NextGen Infrastructure Income Fund
NXG
$339M
$212K 0.08%
2,610
– –
PHK
116
PIMCO High Income Fund
PHK
$861M
$202K 0.08%
+27,039
New +$208K
ICB
117
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$202K 0.08%
11,000
+9,445
+607% +$172K
ISD
118
PGIM High Yield Bond Fund
ISD
$414M
$199K 0.07%
+13,497
New +$202K
VTOL icon
119
Bristow Group
VTOL
$1.35B
$194K 0.07%
9,008
-1,750
-16% -$36.8K
TGP
120
DELISTED
Teekay LNG Partners L.P.
TGP
$193K 0.07%
9,589
– –
CBH
121
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$181K 0.07%
+19,849
New +$186K
MHI
122
DELISTED
Pioneer Municipal High Income Fund
MHI
$179K 0.07%
15,073
– –
LCM
123
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$176K 0.07%
21,133
– –
NYH
124
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$173K 0.06%
15,000
– –
MGU
125
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$170K 0.06%
6,612
-8,291
-56% -$209K
3 4
5
6 7

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BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Thomas J. Herzfeld Advisors held 342 positions worth $269M, up 18% from $227M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors deployed $37.3M of net new capital in Q4 2017, opening 54 new positions and adding to 77 existing holdings. Its largest new stake was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was BlackRock Science and Technology Trust, an estimated $5.72M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2017 buy was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2017, an estimated $8.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2017 reduction was BlackRock Science and Technology Trust, cutting an estimated $5.72M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Dynamic Europe Equity Income Fund in Q4 2017, selling an estimated $1.12M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $269M portfolio in Q4 2017.
  • Thomas J. Herzfeld Advisors opened 54 new positions and closed 31 in Q4 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 18% quarter-over-quarter to $269M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.