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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMC
101
Del Monte Corp
DMC
$1.36B
$296K 0.13%
5,000
– –
VTOL icon
102
Bristow Group
VTOL
$1.35B
$285K 0.13%
10,758
– –
WU icon
103
Western Union
WU
$2.58B
$285K 0.13%
14,000
– –
ABE
104
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$279K 0.12%
21,384
+17,237
+416% +$207K
NXQ
105
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$273K 0.12%
20,338
+616
+3% +$8.27K
KYN icon
106
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$269K 0.12%
13,073
-754
-5% -$15.5K
TAHO
107
DELISTED
Tahoe Resources Inc
TAHO
$256K 0.11%
31,900
– –
BIT icon
108
BlackRock Multi-Sector Income Trust
BIT
$695M
$250K 0.11%
14,441
– –
NXP icon
109
Nuveen Select Tax-Free Income Portfolio
NXP
$901M
$249K 0.11%
17,745
+5,199
+41% +$72.9K
NXG
110
NXG NextGen Infrastructure Income Fund
NXG
$330M
$238K 0.1%
3,226
– –
NYH
111
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$236K 0.1%
20,000
– –
AKP
112
DELISTED
Alliance Californa Muni Fd
AKP
$233K 0.1%
17,511
+10,490
+149% +$141K
ADM icon
113
Archer Daniels Midland
ADM
$40.2B
$230K 0.1%
5,000
– –
MXF
114
Mexico Fund
MXF
$307M
$219K 0.1%
13,345
– –
NSC icon
115
Norfolk Southern
NSC
$78.3B
$216K 0.09%
1,928
-1,000
-34% -$117K
BGB
116
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$198K 0.09%
12,481
– –
SGF
117
DELISTED
Aberdeen Singapore Fund
SGF
$196K 0.09%
18,335
+1,918
+12% +$18.8K
MMM icon
118
3M
MMM
$90.8B
$188K 0.08%
1,173
+5
+0.4% +$767
CXH
119
DELISTED
MFS Investment Grade Municipal Trust
CXH
$185K 0.08%
19,157
+4,157
+28% +$39.7K
CEV
120
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$184K 0.08%
14,983
+9,500
+173% +$118K
NEA icon
121
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$181K 0.08%
13,553
+10,000
+281% +$133K
IBB icon
122
iShares Biotechnology ETF
IBB
$9.51B
$176K 0.08%
1,800
– –
TTF
123
DELISTED
Thai Fund
TTF
$174K 0.08%
20,286
– –
APF
124
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$173K 0.08%
11,286
-615
-5% -$8.96K
MRK icon
125
Merck
MRK
$326B
$172K 0.08%
2,831
+6
+0.2% +$364
3 4
5
6 7

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.