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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENX
76
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$328K 0.12%
33,996
+20,380
+150% +$178K
FXY icon
77
Invesco CurrencyShares Japanese Yen Trust
FXY
$438M
$276K 0.1%
4,198
-3,080
-42% -$194K
MVT
78
DELISTED
BlackRock MuniVest Fund II
MVT
$274K 0.1%
+25,465
New +$253K
GLD icon
79
SPDR Gold Trust
GLD
$133B
$267K 0.1%
1,398
– –
USFR icon
80
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$260K 0.1%
5,183
-56,310
-92% -$2.84M
RMMZ
81
RiverNorth Managed Duration Municipal Income Fund II
RMMZ
$125M
$249K 0.09%
+15,940
New +$230K
BFZ
82
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$227K 0.08%
+18,830
New +$204K
DSM
83
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$223K 0.08%
+39,020
New +$204K
DMF
84
DELISTED
BNY Mellon Municipal Income
DMF
$219K 0.08%
+33,640
New +$201K
CWCO icon
85
Consolidated Water Co
CWCO
$474M
$217K 0.08%
6,092
– –
AMX icon
86
America Movil
AMX
$76B
$198K 0.07%
10,698
-272
-2% -$4.78K
NAC icon
87
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$191K 0.07%
+17,210
New +$175K
SPY icon
88
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$185K 0.07%
390
– –
FMN
89
Federated Hermes Premier Municipal Income Fund
FMN
$87M
$185K 0.07%
+16,806
New +$169K
WIA
90
Western Asset Inflation-Linked Income Fund
WIA
$185M
$170K 0.06%
20,900
-6,357
-23% -$50.3K
KSM
91
DELISTED
DWS Strategic Municipal Income Trust
KSM
$166K 0.06%
+19,168
New +$153K
BLE
92
DELISTED
BlackRock Municipal Income Trust II
BLE
$165K 0.06%
+15,470
New +$152K
KTF
93
DWS Municipal Income Trust
KTF
$346M
$165K 0.06%
+18,520
New +$151K
VTN icon
94
Invesco Trust for Investment Grade New York Municipals
VTN
$160M
$164K 0.06%
+15,710
New +$150K
CEF icon
95
Sprott Physical Gold and Silver Trust
CEF
$7.56B
$153K 0.06%
8,000
– –
VCV icon
96
Invesco California Value Municipal Income Trust
VCV
$516M
$122K 0.04%
+12,424
New +$111K
QQQ icon
97
Invesco QQQ Trust
QQQ
$450B
$111K 0.04%
270
– –
TTP
98
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$97.3K 0.04%
3,460
-808
-19% -$22.4K
TEAF
99
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$93K 0.03%
7,940
-1,570
-17% -$18.4K
MDY icon
100
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$76.1K 0.03%
150
– –
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.