TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+0.46%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$2.18M
Cap. Flow %
0.88%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$9.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
$8.59M
3
SDS icon
ProShares UltraShort S&P500
SDS
$6.21M
4
HFRO
Highland Opportunities and Income Fund
HFRO
$4.18M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
$3.94M

Top Sells

1
SJB icon
ProShares Short High Yield
SJB
$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
$3.98M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
$3.19M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
$3.13M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$2.99M

Sector Composition

1 Financials 9.14%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OFG icon
76
OFG Bancorp
OFG
$1.99B
$188K 0.08%
+7,541
New +$188K
AMGN icon
77
Amgen
AMGN
$152B
$169K 0.07%
700
– –
SPY icon
78
SPDR S&P 500 ETF Trust
SPY
$658B
$160K 0.06%
390
– –
FSCO
79
FS Credit Opportunities Corp
FSCO
$1.47B
$152K 0.06%
+34,330
New +$152K
CEF icon
80
Sprott Physical Gold and Silver Trust
CEF
$6.5B
$151K 0.06%
8,000
– –
GSIE icon
81
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.23B
$133K 0.05%
4,302
– –
BMY icon
82
Bristol-Myers Squibb
BMY
$95.3B
$118K 0.05%
1,700
– –
FXB icon
83
Invesco CurrencyShares British Pound Sterling Trust
FXB
$91M
$116K 0.05%
973
– –
SONY icon
84
Sony
SONY
$165B
$115K 0.05%
6,370
+255
+4% +$4.62K
FXE icon
85
Invesco CurrencyShares Euro Currency Trust
FXE
$531M
$113K 0.05%
1,126
– –
ABBV icon
86
AbbVie
ABBV
$375B
$113K 0.05%
707
– –
NVS icon
87
Novartis
NVS
$252B
$110K 0.04%
1,200
– –
GDX icon
88
VanEck Gold Miners ETF
GDX
$19.9B
$103K 0.04%
3,180
– –
CWCO icon
89
Consolidated Water Co
CWCO
$531M
$100K 0.04%
6,092
– –
FSK icon
90
FS KKR Capital
FSK
$5.06B
$97.9K 0.04%
+5,290
New +$97.9K
UNH icon
91
UnitedHealth
UNH
$284B
$92.2K 0.04%
195
– –
QQQ icon
92
Invesco QQQ Trust
QQQ
$367B
$86.7K 0.04%
270
– –
USO icon
93
United States Oil Fund
USO
$932M
$83.1K 0.03%
1,250
– –
TMO icon
94
Thermo Fisher Scientific
TMO
$187B
$80.1K 0.03%
139
+9
+7% +$5.19K
MDY icon
95
SPDR S&P MidCap 400 ETF Trust
MDY
$23.9B
$68.8K 0.03%
150
– –
CNI icon
96
Canadian National Railway
CNI
$60.2B
$66.7K 0.03%
565
+273
+93% +$32.2K
TAK icon
97
Takeda Pharmaceutical
TAK
$48.8B
$65.9K 0.03%
4,000
– –
ASML icon
98
ASML
ASML
$304B
$65.3K 0.03%
96
-34
-26% -$23.1K
NVO icon
99
Novo Nordisk
NVO
$246B
$61.9K 0.03%
778
-328
-30% -$26.1K
SU icon
100
Suncor Energy
SU
$48.2B
$55.7K 0.02%
1,793
+594
+50% +$18.4K
2 3
4
5 6