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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OFG icon
76
OFG Bancorp
OFG
$2.22B
$188K 0.08%
+7,541
New +$211K
AMGN icon
77
Amgen
AMGN
$209B
$169K 0.07%
700
– –
SPY icon
78
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$160K 0.06%
390
– –
FSCO
79
FS Credit Opportunities Corp
FSCO
$1.01B
$152K 0.06%
+34,330
New +$160K
CEF icon
80
Sprott Physical Gold and Silver Trust
CEF
$7.56B
$151K 0.06%
8,000
– –
GSIE icon
81
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.04B
$133K 0.05%
4,302
– –
BMY icon
82
Bristol-Myers Squibb
BMY
$132B
$118K 0.05%
1,700
– –
FXB icon
83
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.8M
$116K 0.05%
973
– –
SONY icon
84
Sony
SONY
$134B
$115K 0.05%
6,370
+255
+4% +$4.42K
FXE icon
85
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
$113K 0.05%
1,126
– –
ABBV icon
86
AbbVie
ABBV
$455B
$113K 0.05%
707
– –
NVS icon
87
Novartis
NVS
$301B
$110K 0.04%
1,200
– –
GDX icon
88
VanEck Gold Miners ETF
GDX
$23.5B
$103K 0.04%
3,180
– –
CWCO icon
89
Consolidated Water Co
CWCO
$474M
$100K 0.04%
6,092
– –
FSK icon
90
FS KKR Capital
FSK
$2.96B
$97.9K 0.04%
+5,290
New +$100K
UNH icon
91
UnitedHealth
UNH
$383B
$92.2K 0.04%
195
– –
QQQ icon
92
Invesco QQQ Trust
QQQ
$450B
$86.7K 0.04%
270
– –
USO icon
93
United States Oil Fund
USO
$2.12B
$83K 0.03%
1,250
– –
TMO icon
94
Thermo Fisher Scientific
TMO
$214B
$80.1K 0.03%
139
+9
+7% +$5.07K
MDY icon
95
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$68.8K 0.03%
150
– –
CNI icon
96
Canadian National Railway
CNI
$76.9B
$66.7K 0.03%
565
+273
+93% +$32.3K
TAK icon
97
Takeda Pharmaceutical
TAK
$55.1B
$65.9K 0.03%
4,000
– –
ASML icon
98
ASML
ASML
$634B
$65.3K 0.03%
96
-34
-26% -$21.8K
NVO
99
Novo Nordisk
NVO
$228B
$61.9K 0.03%
778
-328
-30% -$23.3K
SU icon
100
Suncor Energy
SU
$78.8B
$55.7K 0.02%
1,793
+594
+50% +$19.3K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.