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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIB icon
76
Grupo Cibest SA
CIB
$21.2B
$641K 0.23%
20,280
-3,000
-13% -$101K
PNI
77
PIMCO New York Municipal Income Fund II
PNI
$76.8M
$639K 0.23%
56,290
+50,177
+821% +$573K
BFZ
78
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$624K 0.23%
42,870
+1,549
+4% +$22.6K
RFM
79
RiverNorth Flexible Municipal Income Fund
RFM
$89.5M
$618K 0.22%
+28,200
New +$647K
CXH
80
DELISTED
MFS Investment Grade Municipal Trust
CXH
$616K 0.22%
59,765
+11,600
+24% +$115K
SEB icon
81
Seaboard Corp
SEB
$4.39B
$539K 0.2%
137
– –
MIO
82
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$538K 0.2%
+29,265
New +$552K
XMPT icon
83
VanEck CEF Muni Income ETF
XMPT
$219M
$536K 0.19%
+18,104
New +$529K
MHI
84
DELISTED
Pioneer Municipal High Income Fund
MHI
$436K 0.16%
35,612
+23,698
+199% +$287K
IBB icon
85
iShares Biotechnology ETF
IBB
$9.45B
$435K 0.16%
2,850
– –
PCEF icon
86
Invesco CEF Income Composite ETF
PCEF
$788M
$434K 0.16%
+17,934
New +$432K
MINT icon
87
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$403K 0.15%
3,968
-157
-4% -$16K
CCL icon
88
Carnival Corporation Ltd
CCL
$38.1B
$353K 0.13%
17,559
– –
NBW
89
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$351K 0.13%
+25,049
New +$349K
WIA
90
Western Asset Inflation-Linked Income Fund
WIA
$185M
$344K 0.12%
25,990
+365
+1% +$5.08K
NXP icon
91
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
$326K 0.12%
+20,429
New +$337K
NUV icon
92
Nuveen Municipal Value Fund
NUV
$1.91B
$325K 0.12%
+31,269
New +$340K
BTX
93
BlackRock Technology and Private Equity Term Trust
BTX
$895M
$309K 0.11%
+21,237
New +$352K
LRFC
94
DELISTED
Logan Ridge Finance Corp
LRFC
$293K 0.11%
12,751
+6,751
+113% +$167K
GLD icon
95
SPDR Gold Trust
GLD
$131B
$239K 0.09%
1,398
– –
AMX icon
96
America Movil
AMX
$74.6B
$233K 0.08%
11,048
– –
PFX icon
97
PhenixFIN
PFX
$83.1M
$232K 0.08%
5,537
+2,254
+69% +$95.1K
MXE
98
Mexico Equity and Income Fund
MXE
$57.6M
$222K 0.08%
+24,888
New +$218K
MRK icon
99
Merck
MRK
$322B
$217K 0.08%
2,830
– –
NEWT icon
100
NewtekOne
NEWT
$426M
$201K 0.07%
7,284
+3,284
+82% +$96.3K
2 3
4
5 6

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PCI
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PC
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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.