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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$149M
AUM Growth
-$55.2M
Cap. Flow
-$49.6M
Cap. Flow %
-33.35%
Top 10 Hldgs %
53.72%
Holding
307
New
17
Increased
64
Reduced
53
Closed
53

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$1.99M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.89M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.16M
4
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$1.03M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$870K

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.31M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.43M
4
ISD
PGIM High Yield Bond Fund
ISD
+$2.42M
5
HIX
Western Asset High Income Fund II
HIX
+$2.28M

Sector Composition

Rank Sector Weight
1 Financials 1.5%
2 Real Estate 1%
3 Healthcare 0.94%
4 Utilities 0.31%
5 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TY icon
76
TRI-Continental Corp
TY
$1.86B
$100K 0.07%
3,958
+11
+0.3% +$286
BMY icon
77
Bristol-Myers Squibb
BMY
$134B
$99K 0.07%
1,700
– –
RFM
78
RiverNorth Flexible Municipal Income Fund
RFM
$89.5M
$97K 0.07%
+4,828
New +$97.6K
NVS icon
79
Novartis
NVS
$298B
$96K 0.06%
1,232
– –
NEA icon
80
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$94K 0.06%
6,528
-5,000
-43% -$71.7K
NXJ
81
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$88K 0.06%
6,456
– –
LLY icon
82
Eli Lilly
LLY
$1.02T
$84K 0.06%
642
– –
NUW icon
83
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$81K 0.05%
5,000
– –
QQQ icon
84
Invesco QQQ Trust
QQQ
$454B
$73K 0.05%
270
– –
SPY icon
85
State Street SPDR S&P 500 ETF Trust
SPY
$791B
$72K 0.05%
220
– –
UNH icon
86
UnitedHealth
UNH
$378B
$69K 0.05%
225
– –
PYPL icon
87
PayPal
PYPL
$49.1B
$66K 0.04%
354
+3
+0.9% +$565
BGX
88
Blackstone Long-Short Credit Income Fund
BGX
$136M
$65K 0.04%
5,194
+63
+1% +$787
PEO
89
Adams Natural Resources Fund
PEO
$741M
$64K 0.04%
7,057
+23
+0.3% +$250
SONY icon
90
Sony
SONY
$137B
$64K 0.04%
3,815
– –
TAK icon
91
Takeda Pharmaceutical
TAK
$54.7B
$62K 0.04%
4,000
– –
FAM
92
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$60K 0.04%
6,328
+2,052
+48% +$20.7K
JPS
93
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$60K 0.04%
6,781
– –
KSM
94
DELISTED
DWS Strategic Municipal Income Trust
KSM
$53K 0.04%
5,000
– –
MNP
95
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$53K 0.04%
3,793
– –
MDY icon
96
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$52K 0.03%
150
– –
PZC
97
DELISTED
PIMCO California Municipal Income Fund III
PZC
$51K 0.03%
5,099
-5,715
-53% -$60.5K
INO icon
98
Inovio Pharmaceuticals
INO
$54.5M
$49K 0.03%
417
– –
MDLZ icon
99
Mondelez International
MDLZ
$79.7B
$49K 0.03%
927
+40
+5% +$2.23K
JMM icon
100
Nuveen Multi-Market Income Fund
JMM
$54.6M
$47K 0.03%
6,761
+42
+0.6% +$291
2 3
4
5 6

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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Thomas J. Herzfeld Advisors held 307 positions worth $149M, down 27% from $204M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $49.6M in Q3 2020, closing 53 positions and reducing 53 holdings. Its most notable exit was MasTec, an estimated $4.59M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, down from 4.2% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Aberdeen Intermediate Income Fund worth $1.93M.

  • Thomas J. Herzfeld Advisors's largest Q3 2020 buy was Aberdeen Intermediate Income Fund: 518,132 shares worth $1.93M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q3 2020, an estimated $1.89M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.31M.
  • Thomas J. Herzfeld Advisors fully exited MasTec in Q3 2020, selling an estimated $4.59M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $149M portfolio in Q3 2020.
  • Thomas J. Herzfeld Advisors opened 17 new positions and closed 53 in Q3 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 27% quarter-over-quarter to $149M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.