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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMX icon
51
Fomento Económico Mexicano
FMX
$41.2B
$1.43M 0.55%
13,110
– –
BSTZ icon
52
BlackRock Science and Technology Term Trust
BSTZ
$1.83B
$1.21M 0.47%
73,554
-2,585
-3% -$45.7K
PGTI
53
DELISTED
PGT, Inc.
PGTI
$1.2M 0.46%
43,117
-5,000
-10% -$138K
CPA icon
54
Copa Holdings
CPA
$5.56B
$1.18M 0.46%
13,250
– –
LEN icon
55
Lennar Class A
LEN
$20.4B
$1.18M 0.46%
10,847
– –
NEE icon
56
NextEra Energy
NEE
$185B
$1.15M 0.44%
20,025
– –
ASR icon
57
Grupo Aeroportuario del Sureste
ASR
$8.16B
$1.03M 0.4%
4,175
– –
CX icon
58
Cemex
CX
$16.9B
$1.01M 0.39%
155,645
– –
VMC icon
59
Vulcan Materials
VMC
$36.8B
$1.01M 0.39%
5,000
– –
CEFS icon
60
Saba Closed-End Funds ETF
CEFS
$419M
$823K 0.32%
46,991
+29,310
+166% +$540K
OXLC
61
Oxford Lane Capital
OXLC
$862M
$818K 0.32%
32,778
-250,645
-88% -$6.45M
IHI icon
62
iShares US Medical Devices ETF
IHI
$3.17B
$729K 0.28%
15,034
-1
-0% -$53
JAAA icon
63
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$722K 0.28%
+14,350
New +$719K
PLYA
64
DELISTED
Playa Hotels & Resorts
PLYA
$714K 0.28%
98,605
– –
CLM icon
65
Cornerstone Strategic Value Fund
CLM
$2.16B
$706K 0.27%
89,138
-84,908
-49% -$699K
VAC icon
66
Marriott Vacations Worldwide
VAC
$3.53B
$679K 0.26%
6,745
– –
CRF
67
Cornerstone Total Return Fund
CRF
$1.13B
$654K 0.25%
83,458
-4,202
-5% -$33.6K
EVTC icon
68
Evertec
EVTC
$1.97B
$630K 0.24%
16,956
– –
ESRT icon
69
Empire State Realty Trust
ESRT
$1B
$594K 0.23%
73,894
– –
SEB icon
70
Seaboard Corp
SEB
$4.39B
$514K 0.2%
137
– –
GRX
71
Gabelli Healthcare & Wellness Trust
GRX
$145M
$479K 0.18%
55,788
-268,107
-83% -$2.56M
FXY icon
72
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$453K 0.17%
7,278
+3,598
+98% +$231K
LIVN icon
73
LivaNova
LIVN
$4.47B
$440K 0.17%
8,330
– –
EDD
74
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
$429K 0.17%
100,720
-794,295
-89% -$3.73M
MINT icon
75
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$359K 0.14%
3,587
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.