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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
51
Lennar Class A
LEN
$20.4B
$1.1M 0.45%
10,847
-2,066
-16% -$199K
BIL icon
52
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1M 0.41%
10,919
– –
BGH
53
Barings Global Short Duration High Yield Fund
BGH
$281M
$995K 0.4%
77,121
-53,550
-41% -$713K
IHI icon
54
iShares US Medical Devices ETF
IHI
$3.17B
$974K 0.39%
18,035
+160
+0.9% +$8.52K
VAC icon
55
Marriott Vacations Worldwide
VAC
$3.53B
$910K 0.37%
6,745
– –
CX icon
56
Cemex
CX
$16.9B
$861K 0.35%
155,645
– –
VMC icon
57
Vulcan Materials
VMC
$36.8B
$858K 0.35%
5,000
– –
PLYA
58
DELISTED
Playa Hotels & Resorts
PLYA
$755K 0.31%
78,605
– –
EVTC icon
59
Evertec
EVTC
$1.97B
$572K 0.23%
16,956
– –
INSI
60
DELISTED
Insight Select Income Fund
INSI
$558K 0.23%
+35,142
New +$554K
DMA
61
Destra Multi-Alternative Fund
DMA
$67.7M
$547K 0.22%
90,921
+13,810
+18% +$91.8K
SEB icon
62
Seaboard Corp
SEB
$4.39B
$516K 0.21%
137
– –
ESRT icon
63
Empire State Realty Trust
ESRT
$1B
$480K 0.19%
73,894
– –
CEFS icon
64
Saba Closed-End Funds ETF
CEFS
$419M
$413K 0.17%
22,630
+6,852
+43% +$124K
IBB icon
65
iShares Biotechnology ETF
IBB
$9.45B
$368K 0.15%
2,850
– –
LIVN icon
66
LivaNova
LIVN
$4.47B
$363K 0.15%
8,330
– –
MINT icon
67
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$356K 0.14%
3,587
– –
MRK icon
68
Merck
MRK
$322B
$301K 0.12%
2,830
– –
FXY icon
69
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$258K 0.1%
3,680
– –
GLD icon
70
SPDR Gold Trust
GLD
$131B
$256K 0.1%
1,398
– –
NXG
71
NXG NextGen Infrastructure Income Fund
NXG
$306M
$252K 0.1%
6,875
+3,220
+88% +$125K
WIA
72
Western Asset Inflation-Linked Income Fund
WIA
$185M
$233K 0.09%
26,885
+169
+0.6% +$1.49K
AMX icon
73
America Movil
AMX
$74.6B
$232K 0.09%
10,998
– –
CEN
74
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$228K 0.09%
11,831
-2,258
-16% -$40.9K
LLY icon
75
Eli Lilly
LLY
$1.08T
$228K 0.09%
663
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.