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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$234M
AUM Growth
-$7M
Cap. Flow
+$5.84M
Cap. Flow %
2.49%
Top 10 Hldgs %
57.02%
Holding
347
New
25
Increased
51
Reduced
52
Closed
39

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14.5M
3
SJB icon
ProShares Short High Yield
SJB
+$8.53M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$1.81M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
+$1.5M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.6M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.57M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.21M
4
PCF
High Income Securities Fund
PCF
+$3.18M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
51
iShares US Medical Devices ETF
IHI
$3.17B
$832K 0.35%
17,638
– –
FMX icon
52
Fomento Económico Mexicano
FMX
$41.2B
$823K 0.35%
13,110
– –
VAC icon
53
Marriott Vacations Worldwide
VAC
$3.53B
$822K 0.35%
6,745
– –
VMC icon
54
Vulcan Materials
VMC
$36.8B
$789K 0.34%
5,000
– –
CX icon
55
Cemex
CX
$16.9B
$620K 0.26%
180,645
– –
SHY icon
56
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$608K 0.26%
7,481
– –
PLYA
57
DELISTED
Playa Hotels & Resorts
PLYA
$574K 0.24%
98,605
+24,193
+33% +$160K
CWCO icon
58
Consolidated Water Co
CWCO
$472M
$570K 0.24%
37,092
-7,000
-16% -$110K
EVTC icon
59
Evertec
EVTC
$1.97B
$532K 0.23%
16,956
– –
CIB icon
60
Grupo Cibest SA
CIB
$21.2B
$494K 0.21%
20,280
– –
ESRT icon
61
Empire State Realty Trust
ESRT
$1B
$485K 0.21%
73,894
– –
SEB icon
62
Seaboard Corp
SEB
$4.39B
$466K 0.2%
137
– –
DMA
63
Destra Multi-Alternative Fund
DMA
$67.7M
$450K 0.19%
69,294
+30,210
+77% +$213K
LIVN icon
64
LivaNova
LIVN
$4.47B
$423K 0.18%
8,330
– –
MINT icon
65
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$355K 0.15%
3,587
– –
FXY icon
66
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$338K 0.14%
+5,226
New +$353K
TPZ
67
Tortoise Electrification Infrastructure ETF
TPZ
$125M
$336K 0.14%
+26,910
New +$355K
IBB icon
68
iShares Biotechnology ETF
IBB
$9.45B
$333K 0.14%
2,850
– –
MRK icon
69
Merck
MRK
$322B
$244K 0.1%
2,830
– –
SDS icon
70
ProShares UltraShort S&P500
SDS
$435M
$237K 0.1%
+869
New +$197K
WIA
71
Western Asset Inflation-Linked Income Fund
WIA
$185M
$237K 0.1%
26,483
+197
+0.7% +$1.98K
NSLR
72
Neostellar Capital Corp
NSLR
$258M
$224K 0.1%
57,826
-584,664
-91% -$3.57M
GLD icon
73
SPDR Gold Trust
GLD
$131B
$216K 0.09%
1,398
– –
LLY icon
74
Eli Lilly
LLY
$1.08T
$214K 0.09%
663
– –
CEFS icon
75
Saba Closed-End Funds ETF
CEFS
$419M
$198K 0.08%
11,862
-1,695
-13% -$30.7K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Thomas J. Herzfeld Advisors held 347 positions worth $234M, down 2.9% from $241M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2022 filing shows 25 new, 51 increased, 52 reduced and 39 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M. The largest sale was Cornerstone Strategic Value Fund, an estimated $7.6M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 7.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q3 2022, an estimated $23.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2022 reduction was Cornerstone Strategic Value Fund, cutting an estimated $7.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short 20+ Year Treasury ETF in Q3 2022, selling an estimated $3.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 57% of its $234M portfolio in Q3 2022.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 39 in Q3 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.9% quarter-over-quarter to $234M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.